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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
SPXL icon
10626
CALL
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$6.83B
– –
-400
Closed -$8K –
SPXU icon
10627
CALL
ProShares UltraPro Short S&P 500
SPXU
$459M
– –
-2
Closed -$29K –
SQM icon
10628
CALL
Sociedad Química y Minera de Chile
SQM
$16B
– –
-11,297
Closed -$322K –
SRCE icon
10629
1st Source
SRCE
$2.14B
– –
-2,950
Closed -$82K –
SRS icon
10630
PUT
ProShares UltraShort Real Estate
SRS
$15.9M
– –
-16
Closed -$8K –
SRTY icon
10631
CALL
ProShares UltraPro Short Russell2000
SRTY
$71.6M
– –
-1
Closed -$14K –
SSKN icon
10632
CALL
DELISTED
Strata Skin Sciences
SSKN
– –
-91
Closed -$15K –
SSL icon
10633
CALL
Sasol
SSL
$11.3B
– –
-2,400
Closed -$142K –
SSP icon
10634
PUT
E.W. Scripps
SSP
$226M
– –
-113
Closed -$2K –
SSY icon
10635
DELISTED
SunLink Health Systems
SSY
– –
-171
Closed – –
STRR icon
10636
DELISTED
Star Equity Holdings
STRR
– –
-174
Closed -$31K –
SVM icon
10637
PUT
Silvercorp Metals
SVM
$1.89B
– –
-1,600
Closed -$3K –
SWX icon
10638
CALL
Southwest Gas
SWX
$6.6B
– –
-200
Closed -$11K –
TAOP icon
10639
Taoping
TAOP
$3.17M
– –
-1
Closed -$8K –
TAN icon
10640
CALL
Invesco Solar ETF
TAN
$807M
– –
-8,900
Closed -$397K –
TAN icon
10641
PUT
Invesco Solar ETF
TAN
$807M
– –
-6,200
Closed -$276K –
TAP.A icon
10642
Molson Coors Class A
TAP.A
$7.93B
$0 ﹤0.01%
4
-186
-98% -$13.7K
2013 Q4
3 quarters
TAYD icon
10643
Taylor Devices
TAYD
$180M
$0 ﹤0.01%
30
-2,679
-99% -$23.7K
2013 Q4
3 quarters
TBBK icon
10644
CALL
The Bancorp
TBBK
$2.07B
– –
-1,000
Closed -$12K –
TBBK icon
10645
The Bancorp
TBBK
$2.07B
– –
-49
Closed -$1K –
TBBK icon
10646
PUT
The Bancorp
TBBK
$2.07B
– –
-1,200
Closed -$14K –
TBF icon
10647
PUT
ProShares Short 20+ Year Treasury ETF
TBF
$124M
– –
-2,600
Closed -$75K –
TCPC icon
10648
CALL
BlackRock TCP Capital
TCPC
$337M
– –
-300
Closed -$5K –
TDG icon
10649
CALL
TransDigm Group
TDG
$60.9B
– –
-1,400
Closed -$234K –
TDW icon
10650
CALL
Tidewater
TDW
$4.09B
– –
-25
Closed -$45K –
424 425
426
427 428

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QS Batterymarch Financial Management
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McAdams Wright Ragen
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MGC
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.