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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDI icon
10576
CALL
Reading International Class A
RDI
$32.9M
– –
-2,300
Closed -$20K
RDIB
10577
Reading International Class B
RDIB
$208M
$0 ﹤0.01%
21
+20
+2,000% +$214
RDY icon
10578
CALL
Dr. Reddy's Laboratories
RDY
$9.82B
– –
-6,500
Closed -$56K
RGEN icon
10579
PUT
Repligen
RGEN
$7.44B
– –
-1,000
Closed -$23K
RGA icon
10580
CALL
Reinsurance Group of America
RGA
$15.7B
– –
-200
Closed -$16K
RGA icon
10581
PUT
Reinsurance Group of America
RGA
$15.7B
– –
-500
Closed -$39K
RGP icon
10582
PUT
Resources Connection
RGP
$129M
– –
-900
Closed -$12K
RH icon
10583
CALL
RH
RH
$3.3B
– –
-100
Closed -$9K
RHP icon
10584
CALL
Ryman Hospitality Properties
RHP
$8.4B
– –
-300
Closed -$14K
RIGS icon
10585
ALPS Strategic Income Fund
RIGS
$60.4M
– –
-2,396
Closed -$62K
RIOT icon
10586
Riot Platforms
RIOT
$8.52B
– –
-3
Closed –
RITM icon
10587
CALL
Rithm Capital
RITM
$5.09B
– –
-2,500
Closed -$32K
RLGT icon
10588
Radiant Logistics
RLGT
$416M
– –
-2,902
Closed -$9K
RMAX icon
10589
CALL
RE/MAX Holdings
RMAX
$200M
– –
-100
Closed -$3K
ROK icon
10590
PUT
Rockwell Automation
ROK
$51.4B
– –
-300
Closed -$38K
RVTY icon
10591
CALL
Revvity
RVTY
$12.3B
– –
-900
Closed -$42K
RWT
10592
CALL
Redwood Trust
RWT
$616M
– –
-2,300
Closed -$45K
SAH icon
10593
PUT
Sonic Automotive
SAH
$3.15B
– –
-200
Closed -$5K
SAMG icon
10594
Silvercrest Asset Management
SAMG
$76.4M
– –
-750
Closed -$13K
SAP icon
10595
CALL
SAP
SAP
$187B
– –
-100
Closed -$8K
FLNA
10596
Filana Therapeutics
FLNA
$43M
– –
-714
Closed -$29K
SBGI icon
10597
PUT
Sinclair Inc
SBGI
$974M
– –
-200
Closed -$7K
SCYX icon
10598
SCYNEXIS
SCYX
$37M
– –
-6
Closed -$4K
SDOW icon
10599
PUT
ProShares UltraPro Short Dow 30
SDOW
$171M
– –
0
– -$3K
SEE
10600
PUT
DELISTED
Sealed Air
SEE
– –
-100
Closed -$3K
422 423
424
425 426

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.