UBS’s ALPS Strategic Income Fund RIGS Stock Holding History

UBS’s Portfolio RIGS Stock Details RIGS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-2,396	Closed	-$62K	–	10686
2014 Q2	$62K	Buy	+2,396	New	+$61K	﹤0.01%	6582

Other funds holding RIGS

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

UBS's RIGS Position: Q3 2014 in Review

UBS sold out of ALPS Strategic Income Fund (RIGS) in Q3 2014, closing a stake of 2,396 shares — an estimated $62K sold.

UBS first reported a position in RIGS in Q2 2014 and held it in 1 quarter. The position peaked at $62K in Q2 2014. 18 funds tracked by Wall St. Rank hold RIGS as of Q3 2014.

UBS reported no remaining ALPS Strategic Income Fund position as of Q3 2014 after selling out during the quarter.
UBS sold 2,396 ALPS Strategic Income Fund shares in Q3 2014, an estimated $62K.
UBS first reported a position in ALPS Strategic Income Fund in Q2 2014 and held it in 1 quarter.
UBS's ALPS Strategic Income Fund position peaked at $62K in Q2 2014.
18 funds tracked by Wall St. Rank held ALPS Strategic Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.