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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLX icon
10551
PUT
Protalix BioTherapeutics
PLX
$191M
– –
-200
Closed -$7K
PMT
10552
PUT
PennyMac Mortgage Investment
PMT
$849M
– –
-600
Closed -$13K
PNR icon
10553
PUT
Pentair
PNR
$10.2B
– –
-1,489
Closed -$72K
PODD icon
10554
CALL
Insulet
PODD
$11.3B
– –
-200
Closed -$8K
PODD icon
10555
PUT
Insulet
PODD
$11.3B
– –
-100
Closed -$4K
POOL icon
10556
CALL
Pool Corp
POOL
$6.7B
– –
-100
Closed -$6K
POWL icon
10557
Powell Industries
POWL
$8.46B
– –
-2,109
Closed -$46K
PPC icon
10558
CALL
Pilgrim's Pride
PPC
$6.82B
– –
-2,100
Closed -$57K
PPIH
10559
Perma-Pipe International
PPIH
$204M
– –
-2,172
Closed -$25K
PPSI
10560
Pioneer Power Solutions
PPSI
$33.1M
– –
-3,478
Closed -$29K
PRDO icon
10561
PUT
Perdoceo Education
PRDO
$1.9B
– –
-200
Closed -$1K
PRGO icon
10562
PUT
Perrigo
PRGO
$1.4B
– –
-100
Closed -$15K
PRLB icon
10563
PUT
Protolabs
PRLB
$1.86B
– –
-100
Closed -$8K
PROV icon
10564
Provident Financial
PROV
$108M
$0 ﹤0.01%
3
-750
-100% -$11K
PRTA icon
10565
PUT
Prothena Corp
PRTA
$458M
– –
-100
Closed -$2K
PSA icon
10566
CALL
Public Storage
PSA
$60.2B
– –
-13,300
Closed -$2.28M
PTCT icon
10567
PTC Therapeutics
PTCT
$6.37B
– –
-1,598
Closed -$42K
PTEN icon
10568
CALL
Patterson-UTI
PTEN
$3.87B
– –
-2,600
Closed -$91K
PZZA icon
10569
PUT
Papa John's
PZZA
$999M
– –
-100
Closed -$4K
QDEF icon
10570
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
– –
-1,066
Closed -$36K
QEFA icon
10571
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
– –
-100
Closed -$6K
QLYS icon
10572
CALL
Qualys
QLYS
$4.84B
– –
-100
Closed -$3K
QMCO icon
10573
CALL
Quantum Corp
QMCO
$437M
– –
-38
Closed -$7K
R icon
10574
CALL
Ryder
R
$10.3B
– –
-500
Closed -$44K
RC
10575
Ready Capital
RC
$265M
– –
-1,439
Closed -$24K
421 422
423
424 425

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.