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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCMI icon
10501
CALL
National CineMedia
NCMI
$354M
– –
-60
Closed -$11K
NDSN icon
10502
CALL
Nordson
NDSN
$16.5B
– –
-100
Closed -$8K
NEO icon
10503
CALL
NeoGenomics
NEO
$1.81B
– –
-800
Closed -$3K
NGVC icon
10504
CALL
Vitamin Cottage Natural Grocers
NGVC
$691M
– –
-600
Closed -$13K
NGVC icon
10505
PUT
Vitamin Cottage Natural Grocers
NGVC
$691M
– –
-200
Closed -$4K
NKTR icon
10506
PUT
Nektar Therapeutics
NKTR
$2.39B
– –
-40
Closed -$8K
NNN icon
10507
CALL
NNN REIT
NNN
$9.39B
– –
-200
Closed -$7K
NNVC icon
10508
CALL
NanoViricides
NNVC
$34M
– –
-65
Closed -$6K
NOAH
10509
PUT
Noah Holdings
NOAH
$588M
– –
-100
Closed -$1K
NRT
10510
CALL
North European Oil Royalty Trust
NRT
$81.7M
– –
-300
Closed -$7K
NSIT icon
10511
CALL
Insight Enterprises
NSIT
$3.55B
– –
-300
Closed -$9K
NTWK icon
10512
NetSol Technologies
NTWK
$51.7M
– –
-340
Closed -$1.21K
NWE icon
10513
CALL
NorthWestern Energy
NWE
$4.48B
– –
-33,200
Closed -$1.73M
NWG icon
10514
CALL
NatWest
NWG
$71.5B
– –
-6,964
Closed -$85K
NWL icon
10515
PUT
Newell Brands
NWL
$2.16B
– –
-100
Closed -$3K
NWPX icon
10516
CALL
NWPX Infrastructure Inc
NWPX
$1.25B
– –
-200
Closed -$8K
NWPX icon
10517
PUT
NWPX Infrastructure Inc
NWPX
$1.25B
– –
-1,700
Closed -$69K
NXST icon
10518
CALL
Nexstar Media Group
NXST
$5.6B
– –
-1,000
Closed -$52K
ADAM
10519
CALL
Adamas Trust
ADAM
$777M
– –
-250
Closed -$8K
ADAM
10520
PUT
Adamas Trust
ADAM
$777M
– –
-275
Closed -$9K
OC icon
10521
PUT
Owens Corning
OC
$11.5B
– –
-1,300
Closed -$50K
OFLX icon
10522
Omega Flex
OFLX
$298M
– –
-752
Closed -$15K
OGEN icon
10523
Oragenics
OGEN
$2.31M
– –
0
– -$5K
OII icon
10524
CALL
Oceaneering
OII
$5.25B
– –
-1,700
Closed -$133K
OKE icon
10525
PUT
Oneok
OKE
$58.7B
– –
-100
Closed -$7K
419 420
421
422 423

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.