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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOLD icon
10451
PUT
ProShares UltraShort Bloomberg Natural Gas
KOLD
$110M
– –
-90
Closed -$12K
KOP icon
10452
PUT
Koppers
KOP
$966M
– –
-200
Closed -$8K
KOS icon
10453
PUT
Kosmos Energy
KOS
$1.56B
– –
-1,000
Closed -$11K
KOSS icon
10454
Koss Corp
KOSS
$35.5M
$0 ﹤0.01%
195
-2,582
-93% -$6.65K
KRO icon
10455
CALL
KRONOS Worldwide
KRO
$761M
– –
-1,200
Closed -$19K
KTCC icon
10456
CALL
Key Tronic
KTCC
$40.3M
– –
-300
Closed -$3K
KWR icon
10457
CALL
Quaker Houghton
KWR
$2.63B
– –
-400
Closed -$31K
L icon
10458
CALL
Loews
L
$24.3B
– –
-500
Closed -$22K
LCTX icon
10459
PUT
Lineage Cell Therapeutics
LCTX
$257M
– –
-3,965
Closed -$10K
LEE icon
10460
CALL
Lee Enterprises
LEE
$166M
– –
-160
Closed -$7K
LEE icon
10461
Lee Enterprises
LEE
$166M
– –
-229
Closed -$10K
LECO icon
10462
CALL
Lincoln Electric
LECO
$13.8B
– –
-300
Closed -$21K
LEG icon
10463
CALL
Leggett & Platt
LEG
$1.52B
– –
-800
Closed -$27K
LEG icon
10464
PUT
Leggett & Platt
LEG
$1.52B
– –
-400
Closed -$14K
LGND icon
10465
PUT
Ligand Pharmaceuticals
LGND
$6.02B
– –
-1,443
Closed -$56K
LOAN
10466
Manhattan Bridge Capital
LOAN
$45.4M
– –
-3,071
Closed -$10K
LPL icon
10467
CALL
LG Display
LPL
$3.17B
– –
-2,300
Closed -$36K
LPTH icon
10468
Lightpath Technologies
LPTH
$680M
$0 ﹤0.01%
227
-17,531
-99% -$22.7K
LRN icon
10469
CALL
Stride
LRN
$3.69B
– –
-200
Closed -$5K
LSAK icon
10470
CALL
Lesaka Technologies
LSAK
$388M
– –
-300
Closed -$3K
LTC
10471
CALL
LTC Properties
LTC
$2.16B
– –
-200
Closed -$8K
LXP.PRC icon
10472
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$95.1M
– –
-1,236
Closed -$60K
LZB icon
10473
La-Z-Boy
LZB
$1.59B
– –
-1,535
Closed -$33.3K
LZB icon
10474
PUT
La-Z-Boy
LZB
$1.59B
– –
-100
Closed -$2K
MAA icon
10475
CALL
Mid-America Apartment Communities
MAA
$15.6B
– –
-10,000
Closed -$731K
417 418
419
420 421

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.