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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOGO icon
10401
PUT
Gogo Inc
GOGO
$515M
– –
-4,400
Closed -$86K
GOOD
10402
PUT
Gladstone Commercial Corp
GOOD
$627M
– –
-800
Closed -$14K
GORO icon
10403
CALL
Goldgroup Mining Inc.
GORO
$151M
– –
-2,800
Closed -$14K
GORO icon
10404
PUT
Goldgroup Mining Inc.
GORO
$151M
– –
-500
Closed -$3K
GRBK icon
10405
Green Brick Partners
GRBK
$3.13B
– –
-397
Closed -$2K
GYRE icon
10406
PUT
Gyre Therapeutics
GYRE
$662M
– –
-4
Closed -$16K
H icon
10407
CALL
Hyatt Hotels
H
$17.6B
– –
-400
Closed -$24K
H icon
10408
PUT
Hyatt Hotels
H
$17.6B
– –
-700
Closed -$43K
HALO icon
10409
CALL
Halozyme
HALO
$9.72B
– –
-1,900
Closed -$19K
HBCP icon
10410
Home Bancorp
HBCP
$552M
– –
-1,104
Closed -$24K
HDGE icon
10411
CALL
AdvisorShares Ranger Equity Bear ETF
HDGE
$63.2M
– –
-130
Closed -$15K
HE icon
10412
CALL
Hawaiian Electric Industries
HE
$2.33B
– –
-400
Closed -$10K
HE icon
10413
PUT
Hawaiian Electric Industries
HE
$2.33B
– –
-10,000
Closed -$253K
HHS icon
10414
CALL
Harte-Hanks
HHS
$17.7M
– –
-100
Closed -$7K
HII icon
10415
CALL
Huntington Ingalls Industries
HII
$11.3B
– –
-400
Closed -$38K
HR icon
10416
PUT
Healthcare Realty
HR
$7.42B
– –
-900
Closed -$22K
HROW icon
10417
Harrow
HROW
$1.43B
– –
-234
Closed -$2K
HRTX icon
10418
Heron Therapeutics
HRTX
$86.3M
– –
-1,300
Closed -$16K
HSII
10419
CALL
DELISTED
Heidrick & Struggles
HSII
– –
-1,000
Closed -$19K
STRR
10420
Star Equity Holdings
STRR
$40.1M
$0 ﹤0.01%
5
– –
HTGC icon
10421
PUT
Hercules Capital
HTGC
$2.94B
– –
-1,000
Closed -$16K
IDV icon
10422
CALL
iShares International Select Dividend ETF
IDV
$8.25B
– –
-900
Closed -$36K
IDXX icon
10423
CALL
Idexx Laboratories
IDXX
$42.9B
– –
-200
Closed -$13K
IEF icon
10424
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-500
Closed -$52K
IHG icon
10425
CALL
InterContinental Hotels
IHG
$23B
– –
-210
Closed -$12K
415 416
417
418 419

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.