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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FONR
10376
DELISTED
Fonar
FONR
$0 ﹤0.01%
5
-315
-98% -$3.74K
FRO icon
10377
PUT
Frontline
FRO
$8.75B
– –
-300
Closed -$4K
FRT icon
10378
PUT
Federal Realty Investment Trust
FRT
$10.9B
– –
-100
Closed -$12K
FSM icon
10379
PUT
Fortuna Silver Mines
FSM
$2.59B
– –
-200
Closed -$1K
FTFT icon
10380
Future FinTech Group
FTFT
$2.2M
– –
0
– -$3K
FTNT icon
10381
PUT
Fortinet
FTNT
$112B
– –
-2,000,500
Closed -$10.1M
FUN icon
10382
CALL
Cedar Fair
FUN
$1.78B
– –
-1,000
Closed -$53K
FWONA icon
10383
CALL
Liberty Media Series A
FWONA
$22.3B
– –
-12,947
Closed -$314K
FXF icon
10384
CALL
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
– –
-800
Closed -$88K
GASS icon
10385
PUT
StealthGas
GASS
$328M
– –
-200
Closed -$2K
GDEN
10386
DELISTED
Golden Entertainment
GDEN
$0 ﹤0.01%
58
-2,156
-97% -$19K
GDOT icon
10387
PUT
Green Dot
GDOT
$753M
– –
-500
Closed -$9K
GEF icon
10388
CALL
Greif
GEF
$4.47B
– –
-200
Closed -$11K
GEF icon
10389
PUT
Greif
GEF
$4.47B
– –
-100
Closed -$5K
GENC icon
10390
Gencor Industries
GENC
$223M
– –
-593
Closed -$4K
GEOS icon
10391
CALL
Geospace Technologies
GEOS
$91.6M
– –
-100
Closed -$6K
GERN icon
10392
PUT
Geron
GERN
$911M
– –
-4,232
Closed -$13K
GEVO icon
10393
Gevo
GEVO
$396M
– –
-2
Closed -$6.65K
GGAL icon
10394
CALL
Galicia Financial Group
GGAL
$7.92B
– –
-1,800
Closed -$26K
GIL icon
10395
CALL
Gildan
GIL
$9.25B
– –
-400
Closed -$12K
GILT icon
10396
Gilat Satellite Networks
GILT
$810M
$0 ﹤0.01%
12
-944
-99% -$4.48K
GL icon
10397
PUT
Globe Life
GL
$13.5B
– –
-3,000
Closed -$164K
GLBS icon
10398
Globus Maritime Ltd
GLBS
$65M
– –
0
– -$4K
GLDD
10399
PUT
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-700
Closed -$6K
GLRE icon
10400
CALL
Greenlight Captial
GLRE
$563M
– –
-100
Closed -$3K
414 415
416
417 418

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.