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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIN icon
10326
CALL
Dine Brands
DIN
$432M
– –
-100
Closed -$8K
DIN icon
10327
PUT
Dine Brands
DIN
$432M
– –
-100
Closed -$8K
DKL icon
10328
CALL
Delek Logistics
DKL
$3.04B
– –
-900
Closed -$31K
DLX icon
10329
CALL
Deluxe
DLX
$1.19B
– –
-3,100
Closed -$182K
DOG
10330
CALL
ProShares Short Dow30
DOG
$96.8M
– –
-375
Closed -$38K
DOV icon
10331
CALL
Dover
DOV
$27.2B
– –
-619
Closed -$45K
DRN icon
10332
CALL
Direxion Daily Real Estate Bull 3X ETF
DRN
$51.4M
– –
-4,000
Closed -$60K
DWAS icon
10333
CALL
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
– –
-100
Closed -$4K
DWX icon
10334
PUT
State Street SPDR S&P International Dividend ETF
DWX
$521M
– –
-300
Closed -$15K
DX
10335
CALL
Dynex Capital
DX
$2.99B
– –
-1,667
Closed -$44K
DXCM icon
10336
CALL
DexCom
DXCM
$27.6B
– –
-2,000
Closed -$20K
EBF icon
10337
Ennis
EBF
$546M
– –
-351
Closed -$5.04K
EC icon
10338
CALL
Ecopetrol
EC
$32.9B
– –
-500
Closed -$18K
FOCL
10339
PUT
EDAP TMS S.A.
FOCL
$226M
– –
-200
Closed -$1K
EDIV icon
10340
CALL
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-300
Closed -$12K
EDZ icon
10341
CALL
Direxion Daily MSCI Emerging Markets Bear 3X ETF
EDZ
$18.4M
– –
-6
Closed -$10K
EGBN icon
10342
Eagle Bancorp
EGBN
$867M
$0 ﹤0.01%
1
-272
-100% -$9.09K
EGAN icon
10343
eGain
EGAN
$176M
$0 ﹤0.01%
3
-3,254
-100% -$21K
EGHT icon
10344
CALL
8x8 Inc
EGHT
$247M
– –
-1,800
Closed -$15K
EGHT icon
10345
PUT
8x8 Inc
EGHT
$247M
– –
-600
Closed -$5K
EIX icon
10346
PUT
Edison International
EIX
$30.7B
– –
-700
Closed -$41K
ELME
10347
CALL
Elme Communities
ELME
$132M
– –
-100
Closed -$3K
ELP
10348
PUT
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-1,000
Closed -$6K
EML icon
10349
Eastern Company
EML
$146M
– –
-560
Closed -$9K
ENS icon
10350
PUT
EnerSys
ENS
$6.95B
– –
-100
Closed -$7K
412 413
414
415 416

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.