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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALX icon
10276
PUT
Calix
CALX
$2.27B
– –
-500
Closed -$4K
CANE icon
10277
Teucrium Sugar Fund
CANE
$75.3M
– –
-1,315
Closed -$20K
CANF
10278
Can-Fite BioPharma American Depositary Shares
CANF
$6.83M
– –
0
– –
CARM
10279
DELISTED
Carisma Therapeutics
CARM
– –
-27
Closed -$7K
CBU icon
10280
PUT
Community Bank
CBU
$3.53B
– –
-100
Closed -$4K
CCNE icon
10281
CNB Financial Corp
CCNE
$1.03B
– –
-545
Closed -$9K
CCRD
10282
DELISTED
CoreCard
CCRD
– –
-2,700
Closed -$4K
CECO icon
10283
CALL
Ceco Environmental
CECO
$4.42B
– –
-1,200
Closed -$19K
CENT icon
10284
Central Garden & Pet Co
CENT
$2.74B
$0 ﹤0.01%
45
-13,353
-100% -$92.1K
CFR icon
10285
CALL
Cullen/Frost Bankers
CFR
$10.3B
– –
-500
Closed -$40K
CIA icon
10286
Citizens
CIA
$245M
$0 ﹤0.01%
53
-3,309
-98% -$23K
CIG icon
10287
PUT
CEMIG Preferred Shares
CIG
$6.09B
– –
-6,082
Closed -$25K
CIM
10288
PUT
Chimera Investment
CIM
$1.05B
– –
-33
Closed -$2K
CINF icon
10289
PUT
Cincinnati Financial
CINF
$28.3B
– –
-500
Closed -$24K
CLFD icon
10290
CALL
Clearfield
CLFD
$421M
– –
-1,000
Closed -$17K
CLMT icon
10291
PUT
Calumet Specialty Products
CLMT
$3.63B
– –
-800
Closed -$25K
CMCO icon
10292
CALL
Columbus McKinnon
CMCO
$465M
– –
-100
Closed -$3K
CMT icon
10293
Core Molding Technologies
CMT
$210M
– –
-883
Closed -$11K
CNA icon
10294
PUT
CNA Financial
CNA
$14.5B
– –
-500
Closed -$20K
CNMD icon
10295
CALL
CONMED
CNMD
$1.29B
– –
-400
Closed -$18K
CNOB icon
10296
Center Bancorp
CNOB
$1.63B
– –
-6,206
Closed -$119K
CPAC
10297
Cementos Pacasmayo
CPAC
$1.02B
– –
-165
Closed -$2K
CPHI icon
10298
China Pharma Holdings
CPHI
$61.6M
– –
-10
Closed -$2K
CPT icon
10299
CALL
Camden Property Trust
CPT
$11.3B
– –
-100
Closed -$7K
CRDF icon
10300
Cardiff Oncology
CRDF
$64.3M
– –
-12
Closed -$3K
410 411
412
413 414

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.