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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRIS icon
10301
CALL
Curis
CRIS
$9.53M
– –
-2
Closed -$8K
CRI icon
10302
CALL
Carter's
CRI
$1.43B
– –
-300
Closed -$21K
CSTM icon
10303
PUT
Constellium
CSTM
$3.96B
– –
-1,800
Closed -$58K
CSV icon
10304
Carriage Services
CSV
$618M
– –
-12,717
Closed -$223K
CTRN icon
10305
Citi Trends
CTRN
$524M
– –
-304
Closed -$7K
CULP icon
10306
Culp Inc
CULP
$45M
– –
-1,094
Closed -$19K
CURE icon
10307
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
– –
-1,730
Closed -$33.6K
CURE icon
10308
PUT
Direxion Daily Healthcare Bull 3X ETF
CURE
$178M
– –
-1,000
Closed -$18K
CVE icon
10309
CALL
Cenovus Energy
CVE
$54.6B
– –
-2,000
Closed -$65K
CVGW
10310
DELISTED
Calavo Growers
CVGW
– –
-800
Closed -$30.4K
CVI icon
10311
CALL
CVR Energy
CVI
$3.36B
– –
-1,300
Closed -$63K
CVI icon
10312
PUT
CVR Energy
CVI
$3.36B
– –
-200
Closed -$10K
CVV icon
10313
CVD Equipment Corp
CVV
$48.9M
– –
-1,604
Closed -$19K
CWT icon
10314
CALL
California Water Service
CWT
$3.04B
– –
-14,600
Closed -$353K
CYD icon
10315
CALL
China Yuchai International
CYD
$1.69B
– –
-5,000
Closed -$106K
BGMS
10316
CALL
Bio Green Med Solution Inc
BGMS
$5.05M
– –
0
– -$2K
DAIO icon
10317
Data I/O
DAIO
$32M
– –
-1,775
Closed -$5K
DAR icon
10318
PUT
Darling Ingredients
DAR
$9.93B
– –
-3,000
Closed -$63K
DARE icon
10319
Dare Bioscience
DARE
$19.2M
– –
-7
Closed -$5K
DBC icon
10320
PUT
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
– –
-400
Closed -$11K
DDM icon
10321
ProShares Ultra Dow30
DDM
$531M
– –
-15,420
Closed -$156K
DENN
10322
CALL
DELISTED
Denny's
DENN
– –
-300
Closed -$2K
DEO icon
10323
PUT
Diageo
DEO
$46.2B
– –
-100
Closed -$13K
DGZ icon
10324
DB Gold Short ETN due Feb 15 2038
DGZ
$1.74M
– –
-8,047
Closed -$113K
DHX icon
10325
DHI Group
DHX
$166M
– –
-5,531
Closed -$45.8K
411 412
413
414 415

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.