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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENTA icon
10351
Enanta Pharmaceuticals
ENTA
$372M
– –
-50
Closed -$1.99K
ENTG icon
10352
CALL
Entegris
ENTG
$19.7B
– –
-500
Closed -$7K
EPM icon
10353
CALL
Evolution Petroleum
EPM
$137M
– –
-2,000
Closed -$22K
EQT icon
10354
PUT
EQT Corp
EQT
$33.2B
– –
-919
Closed -$53K
ERII icon
10355
PUT
Energy Recovery
ERII
$434M
– –
-400
Closed -$2K
ERY icon
10356
Direxion Daily Energy Bear 2X ETF
ERY
$37.5M
– –
-8
Closed -$5.52K
ESEA icon
10357
Euroseas
ESEA
$543M
$0 ﹤0.01%
3
-37
-93% -$2.74K
ESS icon
10358
CALL
Essex Property Trust
ESS
$18.9B
– –
-200
Closed -$37K
EWM icon
10359
CALL
iShares MSCI Malaysia ETF
EWM
$305M
– –
-50
Closed -$3K
EWT icon
10360
CALL
iShares MSCI Taiwan ETF
EWT
$10B
– –
-300
Closed -$9K
EXK
10361
PUT
Endeavour Silver
EXK
$2.32B
– –
-100
Closed -$1K
FARO
10362
CALL
DELISTED
Faro Technologies
FARO
– –
-200
Closed -$10K
FBIO icon
10363
CALL
Fortress Biotech
FBIO
$111M
– –
-40
Closed -$1K
FBIO icon
10364
PUT
Fortress Biotech
FBIO
$111M
– –
-67
Closed -$2K
FBIN icon
10365
CALL
Fortune Brands Innovations
FBIN
$6.12B
– –
-468
Closed -$16K
FBIN icon
10366
PUT
Fortune Brands Innovations
FBIN
$6.12B
– –
-1,170
Closed -$40K
FENG
10367
CALL
Phoenix New Media
FENG
$16.8M
– –
-933
Closed -$60K
FENY icon
10368
Fidelity MSCI Energy Index ETF
FENY
$2.02B
– –
-200
Closed -$6K
FFIN icon
10369
PUT
First Financial Bankshares
FFIN
$4.97B
– –
-19,200
Closed -$301K
FHLC icon
10370
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
– –
-175
Closed -$5K
FLO icon
10371
PUT
Flowers Foods
FLO
$1.64B
– –
-400
Closed -$8K
FMX icon
10372
CALL
Fomento Económico Mexicano
FMX
$43.3B
– –
-400
Closed -$37K
FNF icon
10373
CALL
Fidelity National Financial
FNF
$13.9B
– –
-1,576
Closed -$29K
FNF icon
10374
PUT
Fidelity National Financial
FNF
$13.9B
– –
-701
Closed -$13K
FOR icon
10375
PUT
Forestar Group
FOR
$1.44B
– –
-500
Closed -$10K
413 414
415
416 417

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.