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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
10226
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
– –
-2,341
Closed -$66K
ANSS
10227
PUT
DELISTED
Ansys
ANSS
– –
-1,500
Closed -$114K
YDKG
10228
Yueda Digital Holding
YDKG
$5M
– –
-1
Closed -$5K
AOS icon
10229
PUT
A.O. Smith
AOS
$8.38B
– –
-200
Closed -$5K
AP icon
10230
Ampco-Pittsburgh
AP
$167M
– –
-319
Closed -$7K
APH icon
10231
CALL
Amphenol
APH
$188B
– –
-25,600
Closed -$308K
APOG icon
10232
CALL
Apogee Enterprises
APOG
$850M
– –
-500
Closed -$17K
ARE icon
10233
CALL
Alexandria Real Estate Equities
ARE
$8.88B
– –
-2,000
Closed -$155K
ARTNA icon
10234
CALL
Artesian Resources
ARTNA
$356M
– –
-200
Closed -$5K
ASB icon
10235
CALL
Associated Banc-Corp
ASB
$5.82B
– –
-500
Closed -$9K
ASC icon
10236
Ardmore Shipping
ASC
$678M
– –
-364
Closed -$5K
ASMB icon
10237
CALL
Assembly Biosciences
ASMB
$506M
– –
-118
Closed -$9K
ASX icon
10238
PUT
ASE Group
ASX
$80.8B
– –
-100
Closed -$1K
ATEC icon
10239
Alphatec Holdings
ATEC
$1.27B
– –
-1,476
Closed -$29K
ATOS icon
10240
Atossa Therapeutics
ATOS
$22.8M
– –
-1
Closed -$4.92K
AUPH icon
10241
Aurinia Pharmaceuticals
AUPH
$1.97B
$0 ﹤0.01%
+40
New +$142
AVAV icon
10242
CALL
AeroVironment
AVAV
$7.57B
– –
-100
Closed -$3K
AVAV icon
10243
PUT
AeroVironment
AVAV
$7.57B
– –
-400
Closed -$13K
AVT icon
10244
CALL
Avnet
AVT
$7.33B
– –
-1,200
Closed -$53K
AWK icon
10245
CALL
American Water Works
AWK
$26.3B
– –
-500
Closed -$25K
AWX icon
10246
Avalon Holdings
AWX
$10.1M
$0 ﹤0.01%
83
-966
-92% -$3.98K
AXR icon
10247
AMREP Corp
AXR
$135M
– –
-1,503
Closed -$9K
AXTI icon
10248
CALL
AXT Inc
AXTI
$3.09B
– –
-9,400
Closed -$20K
AYI icon
10249
PUT
Acuity Brands
AYI
$9.88B
– –
-100
Closed -$14K
FABC
10250
Fabric.AI Inc
FABC
$16.8M
– –
0
– -$2K
408 409
410
411 412

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.