UBS’s AXT Inc AXTI Stock Holding History

UBS’s Portfolio AXTI Stock Details AXTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-9,400	Closed	-$20K	–	10349
2014 Q2	$20K	Buy	+9,400	New	+$20.5K	﹤0.01%	8066
2014 Q1	–	Sell	-400	Closed	-$1K	–	10415
2013 Q4	$1K	Hold	400	–	–	﹤0.01%	10168
2013 Q3	$1K	Buy	+400	New	+$1K	﹤0.01%	10124

Other funds holding AXTI

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

ARM

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

PCMI

Princeton Capital Management Inc Princeton, New Jersey $198M AUM 28.98% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $18.1B AUM 24.63% 1-Year Est. Return

UBS's AXTI Position: Q2 2014 in Review

UBS sold out of AXT Inc (AXTI) in Q2 2014, closing a stake of 7,284 shares — an estimated $15.9K sold.

UBS first reported a position in AXTI in Q2 2013 and held it in 3 quarters. The position peaked at $54K in Q2 2013. 35 funds tracked by Wall St. Rank hold AXTI as of Q2 2014.

UBS reported no remaining AXT Inc position as of Q2 2014 after selling out during the quarter.
UBS sold 7,284 AXT Inc shares in Q2 2014, an estimated $15.9K.
UBS first reported a position in AXT Inc in Q2 2013 and held it in 3 quarters.
UBS's AXT Inc position peaked at $54K in Q2 2013.
35 funds tracked by Wall St. Rank held AXT Inc as of Q2 2014.

Based on UBS's 13F filing for Q2 2014, filed 14 Aug 2014.