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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRG
10201
DELISTED
HRG Group, Inc.
HRG
$1K ﹤0.01%
+53
New +$665
AADR icon
10202
AdvisorShares Dorsey Wright ADR ETF
AADR
$41.3M
– –
-1,329
Closed -$52K
ABEV icon
10203
PUT
Ambev
ABEV
$47.3B
– –
-110,800
Closed -$780K
ABM icon
10204
PUT
ABM Industries
ABM
$2.8B
– –
-200
Closed -$5K
ABR icon
10205
CALL
Arbor Realty Trust
ABR
$960M
– –
-1,500
Closed -$10K
ACU icon
10206
Acme United Corp
ACU
$206M
– –
-2,186
Closed -$37K
ADTN icon
10207
CALL
Adtran
ADTN
$798M
– –
-700
Closed -$16K
AEG icon
10208
CALL
Aegon
AEG
$13.5B
– –
-295
Closed -$2K
AGEN
10209
PUT
Agenus
AGEN
$249M
– –
-15
Closed -$1K
AGG icon
10210
CALL
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-100
Closed -$11K
AGI icon
10211
PUT
Alamos Gold
AGI
$12.4B
– –
-300
Closed -$3K
AIV
10212
PUT
Aimco
AIV
$380M
– –
-2,252
Closed -$10K
AIZ icon
10213
PUT
Assurant
AIZ
$13.7B
– –
-200
Closed -$13K
AKO.B icon
10214
Embotelladora Andina Series B
AKO.B
$4.59B
– –
-1,350
Closed -$31K
AKTX
10215
Akari Therapeutics
AKTX
$15.2M
– –
0
– -$6K
ALLE icon
10216
CALL
Allegion
ALLE
$13B
– –
-100
Closed -$6K
ALLE icon
10217
PUT
Allegion
ALLE
$13B
– –
-2,500
Closed -$142K
ALLT icon
10218
PUT
Allot
ALLT
$374M
– –
-1,500
Closed -$20K
ALT icon
10219
CALL
Altimmune
ALT
$539M
– –
-21
Closed -$9K
ALT icon
10220
PUT
Altimmune
ALT
$539M
– –
-7
Closed -$3K
AMH icon
10221
CALL
American Homes 4 Rent
AMH
$12B
– –
-200
Closed -$4K
AMH icon
10222
PUT
American Homes 4 Rent
AMH
$12B
– –
-1,000
Closed -$18K
AMKR icon
10223
PUT
Amkor Technology
AMKR
$16.1B
– –
-1,700
Closed -$19K
AMRC icon
10224
CALL
Ameresco
AMRC
$1.15B
– –
-100
Closed -$1K
AMSF icon
10225
AMERISAFE
AMSF
$569M
– –
-26
Closed -$1K
407 408
409
410 411

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.