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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRNG.WS
10176
DELISTED
VRINGO, INC WTS
VRNG.WS
$1K ﹤0.01%
11,500
+8,884
+340% +$773
WAFDW
10177
DELISTED
Washington Federal, Inc.
WAFDW
$1K ﹤0.01%
140
-175
-56% -$983
BTM
10178
CALL
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$1K ﹤0.01%
+1,000
New +$1K
EMKR
10179
DELISTED
Emcore Corp
EMKR
$1K ﹤0.01%
25
-846
-97% -$36.9K
PTSX
10180
DELISTED
NEW 360 COM STK (CA)
PTSX
$1K ﹤0.01%
2,180
+1,880
+627% +$990
NETE
10181
DELISTED
NETEGRITY INC
NETE
$1K ﹤0.01%
300
+100
+50% +$333
DDG
10182
DELISTED
Proshares Short Oil & Gas
DDG
$1K ﹤0.01%
32
-700
-96% -$15.4K
MTL.PR
10183
DELISTED
Mechel PAO American Depositary Shares (each representing one-half of a Preferred Share)
MTL.PR
$1K ﹤0.01%
8,265
-14,835
-64% -$3K
MTL
10184
PUT
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$1K ﹤0.01%
250
-1,200
-83% -$4.13K
DGSE
10185
DELISTED
DGSE Companies, Inc.
DGSE
$1K ﹤0.01%
944
-1,741
-65% -$2.61K
SDR
10186
PUT
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$1K ﹤0.01%
200
-400
-67% -$2.9K
BOM
10187
DELISTED
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038
BOM
$1K ﹤0.01%
+66
New +$844
JTPY
10188
DELISTED
JetPay Corporation
JTPY
$1K ﹤0.01%
588
-2,065
-78% -$4K
SGF
10189
DELISTED
Aberdeen Singapore Fund
SGF
$1K ﹤0.01%
108
+1
+0.9% +$13
ROLA
10190
DELISTED
iPath Long Extended Russell 1000 TR Index ETN
ROLA
$1K ﹤0.01%
6
– –
BIOA.WS
10191
DELISTED
BioAmber Inc.
BIOA.WS
$1K ﹤0.01%
+400
New +$1.04K
MGN
10192
DELISTED
MINES MGMT INC
MGN
$1K ﹤0.01%
1,647
+218
+15% +$179
MY
10193
CALL
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
$1K ﹤0.01%
300
-100
-25% -$305
RSOL
10194
CALL
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$1K ﹤0.01%
400
-4,400
-92% -$11K
SVA
10195
CALL
DELISTED
Sinovac Biotech, Ltd
SVA
$1K ﹤0.01%
200
-7,100
-97% -$38.1K
VG
10196
CALL
DELISTED
Vonage Holdings Corporation
VG
$1K ﹤0.01%
400
-100
-20% -$347
TSRI
10197
DELISTED
TSR Inc. New
TSRI
$1K ﹤0.01%
206
-1,750
-89% -$5.52K
CN
10198
DELISTED
Xtrackers MSCI All China Equity ETF
CN
$1K ﹤0.01%
+38
New +$1.08K
MTSL
10199
DELISTED
MER TELEMANAGEMENT SOLUTNS LTD
MTSL
$1K ﹤0.01%
658
-1,888
-74% -$2.87K
HOTRW
10200
DELISTED
CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE)
HOTRW
$1K ﹤0.01%
+3,000
New +$1K
406 407
408
409 410

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MCM
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STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.