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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKR
10126
CALL
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$1K ﹤0.01%
+100
New +$1.09K
GNMX
10127
DELISTED
Aevi Genomic Medicine Inc
GNMX
$1K ﹤0.01%
200
-3,800
-95% -$24.5K
ARQL
10128
DELISTED
Arqule Inc
ARQL
$1K ﹤0.01%
1,000
-11,533
-92% -$15.2K
ARTX
10129
DELISTED
Arotech Corporation
ARTX
$1K ﹤0.01%
200
-3,269
-94% -$12K
CRAY
10130
DELISTED
Cray, Inc.
CRAY
$1K ﹤0.01%
50
-50
-50% -$1.38K
NXTDW
10131
DELISTED
Nxt-ID, Inc.
NXTDW
$1K ﹤0.01%
+2,155
New +$1.02K
BBRG
10132
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
$1K ﹤0.01%
74
-4,096
-98% -$59.8K
DXJH
10133
DELISTED
WisdomTree Japan Hedged Health Care Fund
DXJH
$1K ﹤0.01%
+24
New +$657
RT
10134
CALL
DELISTED
Ruby Tuesday Georgia
RT
$1K ﹤0.01%
100
-4,700
-98% -$30.2K
OME
10135
PUT
DELISTED
Omega Protein
OME
$1K ﹤0.01%
100
-200
-67% -$2.79K
ONVI
10136
DELISTED
Onvia, Inc.
ONVI
$1K ﹤0.01%
218
-1,720
-89% -$7.76K
ALJ
10137
CALL
DELISTED
Alon USA Energy Inc
ALJ
$1K ﹤0.01%
100
-4,600
-98% -$66.6K
SYUT
10138
DELISTED
Synutra International, Inc.
SYUT
$1K ﹤0.01%
+229
New +$1.36K
CBR
10139
DELISTED
CIBER Inc.
CBR
$1K ﹤0.01%
150
– –
PRZM
10140
DELISTED
Prism Technologies Group, Inc
PRZM
$1K ﹤0.01%
462
-3,063
-87% -$9.37K
WCIC
10141
DELISTED
WCI Communities, Inc.
WCIC
$1K ﹤0.01%
+29
New +$540
SGYPW
10142
DELISTED
Synergy Pharmaceuticals, Inc. - Warrants
SGYPW
$1K ﹤0.01%
1,709
+400
+31% +$486
ERB
10143
DELISTED
ERBA DIAGNOSTICS
ERB
$1K ﹤0.01%
+237
New +$673
REXI
10144
DELISTED
RESOURCE AMERICA INC CL-A
REXI
$1K ﹤0.01%
132
-2,223
-94% -$20.9K
CNYD
10145
DELISTED
CHINA YIDA HOLDING, CO. NEW COMMON STOCK(NEVADA)
CNYD
$1K ﹤0.01%
321
-55
-15% -$185
XNPT
10146
CALL
DELISTED
XENOPORT, INC.
XNPT
$1K ﹤0.01%
200
-900
-82% -$4.39K
FSYS
10147
PUT
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1K ﹤0.01%
100
-1,300
-93% -$13.4K
CSUN
10148
CALL
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
$1K ﹤0.01%
200
– –
FRM
10149
CALL
DELISTED
FURMANITE CORPORATION COM
FRM
$1K ﹤0.01%
100
-200
-67% -$1.86K
LGL.WS
10150
DELISTED
LGL GROUP INC WT EXP 08/06/2018
LGL.WS
$1K ﹤0.01%
16,501
+2,900
+21% +$90
404 405
406
407 408

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.