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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMB icon
10076
Limbach Holdings
LMB
$884M
$1K ﹤0.01%
+100
New +$948
LPSN icon
10077
CALL
LivePerson
LPSN
$18.6M
$1K ﹤0.01%
7
-6
-46% -$1.06K
LTBR icon
10078
CALL
Lightbridge
LTBR
$264M
$1K ﹤0.01%
7
-35
-83% -$5.8K
MFIN icon
10079
CALL
Medallion Financial
MFIN
$221M
$1K ﹤0.01%
+100
New +$1.19K
MITK icon
10080
PUT
Mitek Systems
MITK
$718M
$1K ﹤0.01%
500
– –
MNDO icon
10081
Mind CTI
MNDO
$19.2M
$1K ﹤0.01%
269
-1,231
-82% -$3.44K
MRCY icon
10082
Mercury Systems
MRCY
$6.39B
$1K ﹤0.01%
70
– –
MVIS icon
10083
Microvision
MVIS
$96.4M
$1K ﹤0.01%
519
-12,717
-96% -$26K
NEO icon
10084
NeoGenomics
NEO
$1.85B
$1K ﹤0.01%
125
-1,493
-92% -$7.67K
OCC icon
10085
Optical Cable Corp
OCC
$139M
$1K ﹤0.01%
200
-2,520
-93% -$10.7K
OMEX icon
10086
PUT
Odyssey Marine Exploration
OMEX
$42.8M
$1K ﹤0.01%
125
-125
-50% -$1.82K
ONTO icon
10087
Onto Innovation
ONTO
$14.5B
$1K ﹤0.01%
+76
New +$1.27K
OPHC icon
10088
OptimumBank Holdings
OPHC
$73.4M
$1K ﹤0.01%
+60
New +$799
OPTT icon
10089
PUT
Ocean Power Technologies
OPTT
$46.9M
$1K ﹤0.01%
3
– –
PCYO icon
10090
Pure Cycle
PCYO
$255M
$1K ﹤0.01%
150
-534
-78% -$3.52K
PHIO icon
10091
Phio Pharmaceuticals
PHIO
$12.4M
– –
0
– –
PKE icon
10092
Park Aerospace
PKE
$746M
$1K ﹤0.01%
56
-1,842
-97% -$51.8K
PW
10093
Power REIT
PW
$3.4M
$1K ﹤0.01%
7
+6
+600% +$556
QTWO icon
10094
CALL
Q2 Holdings
QTWO
$3.31B
$1K ﹤0.01%
+100
New +$1.46K
QUIK icon
10095
PUT
QuickLogic
QUIK
$237M
$1K ﹤0.01%
14
-665
-98% -$34.7K
RTC
10096
DELISTED
Baijiayun Group
RTC
$1K ﹤0.01%
+48
New +$1.14K
SBSW icon
10097
PUT
Sibanye-Stillwater
SBSW
$5.97B
$1K ﹤0.01%
106
– –
SHIP icon
10098
Seanergy Maritime Holdings
SHIP
$355M
– –
0
– –
STAA icon
10099
PUT
STAAR Surgical
STAA
$1.2B
$1K ﹤0.01%
100
-200
-67% -$2.38K
STRL icon
10100
Sterling Infrastructure
STRL
$22B
$1K ﹤0.01%
+107
New +$932
402 403
404
405 406

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.