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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZX
10026
DELISTED
China Zenix Auto Internatl Ltd
ZX
$2K ﹤0.01%
860
-827
-49% -$1.77K
ALDW
10027
PUT
DELISTED
Alon USA Partners LP
ALDW
$2K ﹤0.01%
100
– –
MRVC
10028
DELISTED
MRV Communications Inc
MRVC
$2K ﹤0.01%
125
+5
+4% +$68
SAJA
10029
DELISTED
Sajan, Inc.
SAJA
$2K ﹤0.01%
+482
New +$2.53K
EDE
10030
CALL
DELISTED
Empire District Electric
EDE
$2K ﹤0.01%
100
– –
PLCM
10031
CALL
DELISTED
POLYCOM INC
PLCM
$2K ﹤0.01%
200
+100
+100% +$1.3K
CBDE
10032
DELISTED
CBD ENERGY LTD ORD SHS (AUS)
CBDE
$2K ﹤0.01%
753
-947
-56% -$2.75K
QGENF
10033
CALL
DELISTED
QIAGEN NV
QGENF
$2K ﹤0.01%
100
– –
ASTI
10034
DELISTED
ASCENT SOLAR TECHNOLOGIES INC COM STK
ASTI
$2K ﹤0.01%
+686
New +$2.2K
OPLK
10035
CALL
DELISTED
OPLINK COMMUNICATIONS INC
OPLK
$2K ﹤0.01%
+100
New +$1.83K
GRO
10036
DELISTED
Agria Corp
GRO
$2K ﹤0.01%
1,427
-896
-39% -$1.15K
ETRM
10037
DELISTED
EnteroMedics Inc.
ETRM
$2K ﹤0.01%
2
-47
-96% -$68.9K
ONG
10038
DELISTED
iPath Pure Beta Energy ETN
ONG
$2K ﹤0.01%
+38
New +$1.59K
ADTN icon
10039
Adtran
ADTN
$822M
$1K ﹤0.01%
52
-288
-85% -$6.45K
ARR
10040
PUT
Armour Residential REIT
ARR
$2B
$1K ﹤0.01%
8
– –
ATHE
10041
Alterity Therapeutics
ATHE
$85.2M
$1K ﹤0.01%
6
-138
-96% -$18.5K
AZTA icon
10042
Azenta
AZTA
$1.3B
$1K ﹤0.01%
100
-25,332
-100% -$272K
BGFV
10043
PUT
DELISTED
Big 5 Sporting Goods
BGFV
$1K ﹤0.01%
100
-100
-50% -$1.07K
BLIN icon
10044
Bridgeline Digital
BLIN
$15.4M
$1K ﹤0.01%
2
-1
-33% -$1K
BLRX
10045
BioLineRX
BLRX
$12.4M
$1K ﹤0.01%
1
-16
-94% -$17.2K
CEVA icon
10046
PUT
CEVA Inc
CEVA
$1.08B
$1K ﹤0.01%
+100
New +$1.47K
CKX icon
10047
CKX Lands
CKX
$23.5M
$1K ﹤0.01%
93
-985
-91% -$15.9K
CPRX
10048
CALL
DELISTED
Catalyst Pharmaceutical
CPRX
$1K ﹤0.01%
300
-1,800
-86% -$4.7K
CPSS icon
10049
Consumer Portfolio Services
CPSS
$205M
$1K ﹤0.01%
157
-434
-73% -$3.13K
CRWS icon
10050
Crown Crafts
CRWS
$32M
$1K ﹤0.01%
+181
New +$1.4K
400 401
402
403 404

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.