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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEWP
10001
CALL
DELISTED
NEWPORT CORP
NEWP
$2K ﹤0.01%
100
-500
-83% -$9.06K
ORIG
10002
CALL
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
– –
0
– –
REE
10003
CALL
DELISTED
RARE ELEMENT RES LTD
REE
$2K ﹤0.01%
3,700
+500
+16% +$550
TSYS
10004
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
$2K ﹤0.01%
+651
New +$2.02K
WPP
10005
DELISTED
WAUSAU PAPER CORP.
WPP
$2K ﹤0.01%
344
+179
+108% +$1.69K
RBY
10006
CALL
DELISTED
RUBICON MENERALS CORP (F)
RBY
$2K ﹤0.01%
1,200
-6,800
-85% -$9.63K
BAMM
10007
DELISTED
BOOKS-A-MILLION INC
BAMM
$2K ﹤0.01%
1,354
-61
-4% -$123
XOOM
10008
DELISTED
XOOM CORP COM
XOOM
$2K ﹤0.01%
100
-375
-79% -$8.63K
HCBK
10009
CALL
DELISTED
HUDSON CITY BANCORP INC
HCBK
$2K ﹤0.01%
200
– –
LRE
10010
CALL
DELISTED
LRR ENERGY LP
LRE
$2K ﹤0.01%
100
-2,100
-95% -$38.5K
SVLC
10011
DELISTED
SILVERCREST MINES INC ORD SHS (CDA)
SVLC
$2K ﹤0.01%
1,086
-4,236
-80% -$8.17K
TSRE
10012
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$2K ﹤0.01%
210
-755
-78% -$5.35K
BGMD
10013
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
$2K ﹤0.01%
828
-142
-15% -$475
CPGI
10014
DELISTED
CHINA SHENGDA PACKAGING GROUP COM NEW
CPGI
$2K ﹤0.01%
351
-20
-5% -$94
PTRY
10015
CALL
DELISTED
PANTRY INC (THE)
PTRY
$2K ﹤0.01%
+100
New +$1.91K
BSDM
10016
PUT
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$2K ﹤0.01%
+2,700
New +$1.89K
COCO
10017
CALL
DELISTED
CORINTHIAN COLLEGES INC
COCO
$2K ﹤0.01%
13,700
+5,000
+57% +$894
FUBC
10018
PUT
DELISTED
1st United Bancorp (Florida)
FUBC
$2K ﹤0.01%
+200
New +$1.72K
GPRC
10019
DELISTED
GUANWEI RECYCLING CORP XOM STK (NV)
GPRC
$2K ﹤0.01%
3,054
+2,867
+1,533% +$2.64K
PULS
10020
DELISTED
PULSE ELECTRONICS CORP COM STK (PA)NEW
PULS
$2K ﹤0.01%
1,343
+192
+17% +$441
OBAS
10021
DELISTED
Optibase Ltd
OBAS
$2K ﹤0.01%
350
-72
-17% -$464
HPJ
10022
PUT
DELISTED
Highpower International Inc
HPJ
$2K ﹤0.01%
+200
New +$1.11K
EGT
10023
DELISTED
Entertainment Gaming Asia Inc.
EGT
$2K ﹤0.01%
625
-258
-29% -$649
HYGS
10024
PUT
DELISTED
Hydrogenics Corp
HYGS
$2K ﹤0.01%
+100
New +$2.04K
WLH
10025
DELISTED
WILLIAM LYON HOMES
WLH
$2K ﹤0.01%
100
-466
-82% -$12.2K
399 400
401
402 403

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.