U
REE

UBS’s RARE ELEMENT RES LTD REE Stock Holding History

UBS’s Portfolio REE Stock Details REE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2K Buy
3,700
+500
+16% +$550 ﹤0.01% 10087
2014
Q2 		$4K Buy
3,200
+1,200
+60% +$1.57K ﹤0.01% 9754
2014
Q1 		$3K Sell
2,000
-10,800
-84% -$17.5K ﹤0.01% 9934
2013
Q4 		$20K Sell
12,800
-7,100
-36% -$12.5K ﹤0.01% 8180
2013
Q3 		$53K Sell
19,900
-11,600
-37% -$25.8K ﹤0.01% 6800
2013
Q2 		$62K Buy
+31,500
New +$61.4K ﹤0.01% 6486

Other funds holding REE

Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CA
Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
UBS AM
UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
CI
Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return

UBS's REE Position: Q3 2014 in Review

UBS increased its RARE ELEMENT RES LTD (REE) stake by 22% in Q3 2014, buying an estimated $27.2K and bringing the position to 136,930 shares worth $89K. The position accounts for ﹤0.01% of the portfolio, ranked #6139.

UBS first reported a position in REE in Q2 2013 and has held it in 6 quarters since. The position peaked at $297K in Q3 2013. 38 funds tracked by Wall St. Rank hold REE as of Q3 2014.

  • UBS held 136,930 shares of RARE ELEMENT RES LTD worth $89K as of Q3 2014.
  • UBS bought 24,719 RARE ELEMENT RES LTD shares in Q3 2014, an estimated $27.2K.
  • RARE ELEMENT RES LTD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6139 holding.
  • UBS first reported a position in RARE ELEMENT RES LTD in Q2 2013 and has held it in 6 quarters since.
  • UBS's RARE ELEMENT RES LTD position peaked at $297K in Q3 2013.
  • 38 funds tracked by Wall St. Rank held RARE ELEMENT RES LTD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.