UBS AM’s RARE ELEMENT RES LTD REE Stock Holding History

UBS AM’s Portfolio REE Stock Details REE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-854,323	Closed	-$255K	–	2749
2015 Q3	$255K	Sell	854,323 -434,473	-34%	-$164K	﹤0.01%	2379
2015 Q2	$547K	Buy	1,288,796 +903,009	+234%	+$570K	﹤0.01%	2018
2015 Q1	$219K	Buy	385,787 +243,259	+171%	+$132K	﹤0.01%	2445
2014 Q4	$53K	Buy	142,528 +41,220	+41%	+$21.7K	﹤0.01%	2604
2014 Q3	$62K	Buy	+101,308	New	+$112K	﹤0.01%	2543

Other funds holding REE

Sabby Management Miami Beach, Florida $111M AUM 74.4% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

NatWest Group Edinburgh, Scotland, United Kingdom $560M AUM 49.02% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

TSS

Two Sigma Securities New York $1.16B AUM 36.23% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

CCMW

Cypress Capital Management (Wyoming) Sheridan, Wyoming $120M AUM 63.01% 1-Year Est. Return

UBS AM's REE Position: Q4 2015 in Review

UBS AM sold out of RARE ELEMENT RES LTD (REE) in Q4 2015, closing a stake of 854,323 shares — an estimated $255K sold.

UBS AM first reported a position in REE in Q3 2014 and held it in 5 quarters. The position peaked at $547K in Q2 2015. 33 funds tracked by Wall St. Rank hold REE as of Q4 2015.

UBS AM reported no remaining RARE ELEMENT RES LTD position as of Q4 2015 after selling out during the quarter.
UBS AM sold 854,323 RARE ELEMENT RES LTD shares in Q4 2015, an estimated $255K.
UBS AM first reported a position in RARE ELEMENT RES LTD in Q3 2014 and held it in 5 quarters.
UBS AM's RARE ELEMENT RES LTD position peaked at $547K in Q2 2015.
33 funds tracked by Wall St. Rank held RARE ELEMENT RES LTD as of Q4 2015.

Based on UBS AM's 13F filing for Q4 2015, filed 12 Feb 2016.