UBS’s RARE ELEMENT RES LTD REE Stock Holding History

UBS’s Portfolio REE Stock Details REE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$89K	Buy	136,930 +24,719	+22%	+$27.2K	﹤0.01%	6139
2014 Q2	$146K	Buy	112,211 +10,274	+10%	+$13.4K	﹤0.01%	5514
2014 Q1	$150K	Sell	101,937 -358	-0.3%	-$579	﹤0.01%	5523
2013 Q4	$159K	Sell	102,295 -8,821	-8%	-$15.6K	﹤0.01%	5538
2013 Q3	$297K	Buy	111,116 +15,977	+17%	+$35.5K	﹤0.01%	4715
2013 Q2	$186K	Buy	+95,139	New	+$185K	﹤0.01%	5176

Other funds holding REE

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return

AGM

Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Cowen Inc New York $1.39B AUM 60.14% 1-Year Est. Return

UBS's REE Position: Q3 2014 in Review

UBS increased its RARE ELEMENT RES LTD (REE) stake by 22% in Q3 2014, buying an estimated $27.2K and bringing the position to 136,930 shares worth $89K. The position accounts for ﹤0.01% of the portfolio, ranked #6139.

UBS first reported a position in REE in Q2 2013 and has held it in 6 quarters since. The position peaked at $297K in Q3 2013. 38 funds tracked by Wall St. Rank hold REE as of Q3 2014.

UBS held 136,930 shares of RARE ELEMENT RES LTD worth $89K as of Q3 2014.
UBS bought 24,719 RARE ELEMENT RES LTD shares in Q3 2014, an estimated $27.2K.
RARE ELEMENT RES LTD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6139 holding.
UBS first reported a position in RARE ELEMENT RES LTD in Q2 2013 and has held it in 6 quarters since.
UBS's RARE ELEMENT RES LTD position peaked at $297K in Q3 2013.
38 funds tracked by Wall St. Rank held RARE ELEMENT RES LTD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.