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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GENE
9951
CALL
DELISTED
Genetic Technologies Ltd.
GENE
$2K ﹤0.01%
+30
New +$2.34K
CTG
9952
DELISTED
Computer Task Group, Inc.
CTG
$2K ﹤0.01%
176
– –
QUOT
9953
DELISTED
Quotient Technology Inc
QUOT
$2K ﹤0.01%
200
-4,632
-96% -$81.8K
MTEM
9954
PUT
DELISTED
Molecular Templates, Inc.
MTEM
$2K ﹤0.01%
3
– –
LHCG
9955
DELISTED
LHC Group LLC
LHCG
$2K ﹤0.01%
103
-2,200
-96% -$52K
ZVO
9956
CALL
DELISTED
Zovio Inc. Common Stock
ZVO
$2K ﹤0.01%
200
-2,300
-92% -$28.8K
ENIA
9957
CALL
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2K ﹤0.01%
+185
New +$1.69K
VWTR
9958
PUT
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$2K ﹤0.01%
100
– –
ATRS
9959
DELISTED
Antares Pharma, Inc.
ATRS
$2K ﹤0.01%
+1,000
New +$2.18K
RESN
9960
DELISTED
Resonant Inc.
RESN
$2K ﹤0.01%
227
-581
-72% -$4.05K
AEGN
9961
PUT
DELISTED
Aegion Corp
AEGN
$2K ﹤0.01%
100
– –
AT
9962
CALL
DELISTED
Atlantic Power Corporation
AT
$2K ﹤0.01%
1,000
-2,500
-71% -$9.04K
EGOV
9963
CALL
DELISTED
NIC Inc
EGOV
$2K ﹤0.01%
100
– –
ZAGG
9964
CALL
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$2K ﹤0.01%
400
+200
+100% +$1.14K
TCCO
9965
DELISTED
Technical Communications Corporation
TCCO
$2K ﹤0.01%
577
+30
+5% +$125
MR
9966
PUT
DELISTED
Montage Resources Corporation Common Stock
MR
$2K ﹤0.01%
+7
New +$2.07K
RST
9967
PUT
DELISTED
ROSETTA STONE INC
RST
$2K ﹤0.01%
200
– –
ZN
9968
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
984
– –
PGNX
9969
CALL
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$2K ﹤0.01%
300
-7,500
-96% -$37.4K
KOL
9970
PUT
DELISTED
VanEck Vectors Coal ETF
KOL
$2K ﹤0.01%
+10
New +$1.88K
CSS
9971
DELISTED
CSS Industries, Inc.
CSS
$2K ﹤0.01%
73
-1,254
-94% -$31.9K
SAUC
9972
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
$2K ﹤0.01%
+304
New +$1.42K
EGI
9973
DELISTED
Entre Resources Ltd. Common Shares
EGI
$2K ﹤0.01%
7,732
-13,886
-64% -$3.9K
AMBR
9974
DELISTED
Amber Road Inc
AMBR
$2K ﹤0.01%
102
– –
IPCI
9975
PUT
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$2K ﹤0.01%
50
– –
397 398
399
400 401

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.