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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANW
9926
DELISTED
S&W Seed Co
SANW
$2K ﹤0.01%
26
– –
SHEN icon
9927
Shenandoah Telecom
SHEN
$635M
$2K ﹤0.01%
+140
New +$1.97K
SIFY
9928
CALL
Sify Technologies
SIFY
$1.03B
$2K ﹤0.01%
133
+66
+99% +$807
SJB icon
9929
ProShares Short High Yield
SJB
$51.9M
$2K ﹤0.01%
+72
New +$2K
SNV
9930
CALL
DELISTED
Synovus
SNV
$2K ﹤0.01%
+100
New +$2.4K
STAG icon
9931
CALL
STAG Industrial
STAG
$7.74B
$2K ﹤0.01%
100
-23,400
-100% -$539K
STNG icon
9932
PUT
Scorpio Tankers
STNG
$3.95B
$2K ﹤0.01%
20
– –
TTI icon
9933
TETRA Technologies
TTI
$1.26B
$2K ﹤0.01%
154
-4,232
-96% -$48.2K
TXMD icon
9934
PUT
TherapeuticsMD
TXMD
$23.8M
$2K ﹤0.01%
+8
New +$2.02K
USPH icon
9935
US Physical Therapy
USPH
$1.11B
$2K ﹤0.01%
45
-235
-84% -$8.31K
WMS icon
9936
Advanced Drainage Systems
WMS
$10.8B
$2K ﹤0.01%
+100
New +$1.8K
WTI icon
9937
PUT
W&T Offshore
WTI
$573M
$2K ﹤0.01%
+200
New +$2.81K
XIN
9938
PUT
DELISTED
Xinyuan Real Estate
XIN
$2K ﹤0.01%
70
-330
-83% -$12.2K
XNET
9939
Xunlei
XNET
$354M
$2K ﹤0.01%
+179
New +$2.23K
XPL icon
9940
Solitario Resources
XPL
$71.7M
$2K ﹤0.01%
2,033
+1,917
+1,653% +$2.73K
XXII
9941
CALL
22nd Century Group
XXII
$1.6M
– –
0
– –
TRAW icon
9942
Traws Pharma
TRAW
$7.92M
– –
0
– –
TRAW icon
9943
PUT
Traws Pharma
TRAW
$7.92M
– –
0
– –
CNH
9944
CALL
CNH Industrial
CNH
$13.2B
$2K ﹤0.01%
345
-2,298
-87% -$17.6K
QCLS
9945
Q/C Technologies Inc
QCLS
$26.3M
– –
0
– –
CDMO
9946
PUT
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$2K ﹤0.01%
243
– –
SEEL
9947
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
MODN
9948
CALL
DELISTED
MODEL N, INC.
MODN
$2K ﹤0.01%
200
-3,200
-94% -$30.9K
SCPX
9949
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– –
THMO
9950
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
396 397
398
399 400

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MCM
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STC
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1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.