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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTN icon
9901
Gray Television
GTN
$406M
$2K ﹤0.01%
200
– –
HL icon
9902
PUT
Hecla Mining
HL
$10.2B
$2K ﹤0.01%
700
-1,200
-63% -$3.75K
HLIO icon
9903
Helios Technologies
HLIO
$2.64B
$2K ﹤0.01%
57
-1,015
-95% -$39.7K
IBIO icon
9904
iBio
IBIO
$67.1M
$2K ﹤0.01%
1
-9
-90% -$22K
III icon
9905
Information Services Group
III
$185M
$2K ﹤0.01%
636
+136
+27% +$584
JHX icon
9906
James Hardie Industries
JHX
$14.9B
$2K ﹤0.01%
+145
New +$1.77K
JOB icon
9907
GEE Group
JOB
$23.5M
$2K ﹤0.01%
1,334
+643
+93% +$1.13K
KMDA icon
9908
Kamada
KMDA
$406M
$2K ﹤0.01%
454
-14,668
-97% -$91.7K
LEDS icon
9909
SemiLEDS
LEDS
$19.1M
$2K ﹤0.01%
432
-1,426
-77% -$11.4K
LODE icon
9910
Comstock
LODE
$244M
$2K ﹤0.01%
6
-16
-73% -$6.08K
LYV icon
9911
CALL
Live Nation Entertainment
LYV
$41.1B
$2K ﹤0.01%
100
-100
-50% -$2.31K
MBWM icon
9912
Mercantile Bank Corp
MBWM
$1B
$2K ﹤0.01%
114
-2,570
-96% -$50.8K
MHO icon
9913
CALL
M/I Homes
MHO
$3.81B
$2K ﹤0.01%
100
– –
MITT
9914
CALL
TPG Mortgage Investment Trust
MITT
$232M
$2K ﹤0.01%
33
– –
MTRX icon
9915
PUT
Matrix Service
MTRX
$352M
$2K ﹤0.01%
+100
New +$2.78K
NEON icon
9916
PUT
Neonode
NEON
$13.1M
$2K ﹤0.01%
100
-600
-86% -$17.4K
NGD
9917
PUT
DELISTED
New Gold Inc
NGD
$2K ﹤0.01%
+400
New +$2.46K
NGS icon
9918
CALL
Natural Gas Services Group
NGS
$504M
$2K ﹤0.01%
100
-300
-75% -$8.77K
NWS icon
9919
CALL
News Corp Class B
NWS
$16.2B
$2K ﹤0.01%
100
-100
-50% -$1.72K
PACB icon
9920
CALL
Pacific Biosciences
PACB
$422M
$2K ﹤0.01%
400
-600
-60% -$3.14K
PDS
9921
CALL
Precision Drilling
PDS
$1.12B
$2K ﹤0.01%
10
-50
-83% -$12.4K
PENN icon
9922
PUT
PENN Entertainment
PENN
$2.75B
$2K ﹤0.01%
200
-200
-50% -$2.26K
PGF icon
9923
CALL
Invesco Financial Preferred ETF
PGF
$676M
$2K ﹤0.01%
100
– –
PLX icon
9924
Protalix BioTherapeutics
PLX
$191M
$2K ﹤0.01%
80
-90
-53% -$2.59K
RVP icon
9925
Retractable Technologies
RVP
$20.5M
$2K ﹤0.01%
769
-3,043
-80% -$8.91K
395 396
397
398 399

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.