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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGM.A icon
9876
Federal Agricultural Mortgage Class A
AGM.A
$1.61B
$2K ﹤0.01%
100
-14
-12% -$347
AMC icon
9877
PUT
AMC Entertainment Holdings
AMC
$2.05B
$2K ﹤0.01%
10
– –
AMS icon
9878
American Shared Hospital Services
AMS
$9.8M
$2K ﹤0.01%
+969
New +$2.42K
ATEN icon
9879
CALL
A10 Networks
ATEN
$2.48B
$2K ﹤0.01%
+200
New +$2.28K
AVD icon
9880
American Vanguard Corp
AVD
$72.4M
$2K ﹤0.01%
205
-1,683
-89% -$21.7K
BGC icon
9881
CALL
BGC Group
BGC
$5.5B
$2K ﹤0.01%
467
-10,729
-96% -$52.5K
CAMT icon
9882
PUT
Camtek
CAMT
$7.01B
$2K ﹤0.01%
+500
New +$1.9K
CGEN icon
9883
PUT
Compugen
CGEN
$218M
$2K ﹤0.01%
200
– –
CTLP
9884
DELISTED
Cantaloupe
CTLP
$2K ﹤0.01%
1,000
-5
-0.5% -$10
CYBR
9885
DELISTED
CyberArk
CYBR
$2K ﹤0.01%
+50
New +$1.5K
DBC icon
9886
CALL
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$2K ﹤0.01%
100
– –
DLNG icon
9887
CALL
Dynagas LNG Partners
DLNG
$142M
$2K ﹤0.01%
+100
New +$2.38K
DLHC icon
9888
DLH Holdings
DLHC
$73.5M
$2K ﹤0.01%
1,085
+193
+22% +$377
DNN icon
9889
PUT
Denison Mines
DNN
$2.68B
$2K ﹤0.01%
2,000
– –
DQ
9890
Daqo New Energy
DQ
$786M
$2K ﹤0.01%
240
– –
DRV icon
9891
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.1M
$2K ﹤0.01%
1
-18
-95% -$32.6K
EWZS icon
9892
iShares MSCI Brazil Small-Cap ETF
EWZS
$229M
$2K ﹤0.01%
119
-3,243
-96% -$63.6K
FFBC icon
9893
PUT
First Financial Bancorp
FFBC
$3.55B
$2K ﹤0.01%
100
– –
FLL icon
9894
Full House Resorts
FLL
$86.7M
$2K ﹤0.01%
1,641
+641
+64% +$760
FOLD
9895
PUT
DELISTED
Amicus Therapeutics
FOLD
$2K ﹤0.01%
400
– –
FSM icon
9896
CALL
Fortuna Silver Mines
FSM
$2.59B
$2K ﹤0.01%
400
-1,700
-81% -$8.7K
GIGM icon
9897
CALL
GigaMedia
GIGM
$14.6M
$2K ﹤0.01%
500
– –
GLAD icon
9898
CALL
Gladstone Capital
GLAD
$425M
$2K ﹤0.01%
100
– –
GREK
9899
CALL
Global X MSCI Greece ETF
GREK
$288M
$2K ﹤0.01%
33
– –
GRX
9900
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2K ﹤0.01%
227
-2,270
-91% -$23K
394 395
396
397 398

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.