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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APP
9826
CALL
DELISTED
AMERICAN APPAREL INC COM
APP
$3K ﹤0.01%
+3,800
New +$3.58K
KYTH
9827
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$3K ﹤0.01%
100
– –
NOR
9828
CALL
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$3K ﹤0.01%
+86
New +$2.66K
EGRW
9829
DELISTED
ISHARES MSCI EMERGING MARKETS GROWTH ETF
EGRW
$3K ﹤0.01%
50
-237
-83% -$13.8K
INFA
9830
CALL
DELISTED
INFORMATICA CORP
INFA
$3K ﹤0.01%
100
-700
-88% -$23.3K
ACFN
9831
CALL
DELISTED
Acorn Energy Inc
ACFN
$3K ﹤0.01%
1,700
+500
+42% +$1.01K
ACFN
9832
DELISTED
Acorn Energy Inc
ACFN
$3K ﹤0.01%
1,850
-2,982
-62% -$6K
CKSW
9833
CALL
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
$3K ﹤0.01%
+400
New +$3.23K
CSMB
9834
DELISTED
CREDIT SUISSE X-LINKS 2XLEVERGED MERGER ARBITRAGE ETNS
CSMB
$3K ﹤0.01%
300
– –
DOVR
9835
DELISTED
DOVER SADDLERY INC
DOVR
$3K ﹤0.01%
622
-1,414
-69% -$7.17K
SUTR
9836
DELISTED
Sutor Technology Group Limited Common Stock
SUTR
$3K ﹤0.01%
4,392
+2,392
+120% +$2.05K
BRDR
9837
DELISTED
BODERFREE INC COM
BRDR
$3K ﹤0.01%
206
+193
+1,485% +$2.82K
API
9838
DELISTED
Advanced Photonix Inc
API
$3K ﹤0.01%
5,700
-10
-0.2% -$5
ELX
9839
PUT
DELISTED
EMULEX CORP
ELX
$3K ﹤0.01%
600
– –
COCO
9840
DELISTED
CORINTHIAN COLLEGES INC
COCO
$3K ﹤0.01%
29,273
+26,373
+909% +$4.71K
KWK
9841
CALL
DELISTED
QUICKSILVER RESOURCES INC
KWK
$3K ﹤0.01%
5,000
+1,200
+32% +$1.82K
OXF
9842
DELISTED
OXFORD RESOURCES PARTNERS,LP COM UNIT RPSTG LTD PARTNER INT
OXF
$3K ﹤0.01%
3,145
-228
-7% -$207
DNDN
9843
CALL
DELISTED
DENDREON CORPORATION
DNDN
$3K ﹤0.01%
2,400
-2,800
-54% -$4.91K
MDCI
9844
PUT
DELISTED
MEDICAL ACTION INDS INC
MDCI
$3K ﹤0.01%
+200
New +$2.76K
AMZG
9845
DELISTED
AMERICAN EAGLE ENERGY CORP NEW COM STK (NV)
AMZG
$3K ﹤0.01%
834
– –
CALI
9846
DELISTED
China Auto Logistics Inc
CALI
$3K ﹤0.01%
2,062
+516
+33% +$1.01K
CTIC
9847
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$3K ﹤0.01%
143
+96
+204% +$2.5K
ARCW
9848
DELISTED
ARC Group Worldwide, Inc
ARCW
$3K ﹤0.01%
205
– –
UHN
9849
DELISTED
United States Diesel-Heating Oil Fund, LP
UHN
$3K ﹤0.01%
100
-1,423
-93% -$45.3K
EGLE
9850
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$3K ﹤0.01%
1
-5
-83% -$18.3K
392 393
394
395 396

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.