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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNR
9776
CALL
DELISTED
Denbury Resources, Inc.
DNR
$3K ﹤0.01%
200
-100
-33% -$1.68K
ALO
9777
DELISTED
Alio Gold Inc
ALO
$3K ﹤0.01%
209
+155
+287% +$2.59K
OMN
9778
CALL
DELISTED
OMNOVA Solutions Inc.
OMN
$3K ﹤0.01%
500
– –
INXN
9779
CALL
DELISTED
Interxion Holding N.V.
INXN
$3K ﹤0.01%
100
-600
-86% -$16.6K
CPL
9780
PUT
DELISTED
CPFL Energia S.A.
CPL
$3K ﹤0.01%
+212
New +$3.61K
WAIR
9781
CALL
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$3K ﹤0.01%
200
– –
MAMS
9782
DELISTED
MAM Software Group Inc. New
MAMS
$3K ﹤0.01%
617
+209
+51% +$1.25K
CNTF
9783
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
$3K ﹤0.01%
468
+161
+52% +$1.12K
DYSL
9784
DELISTED
Dynasil Corporation of America
DYSL
$3K ﹤0.01%
+1,660
New +$2.73K
CTRL
9785
CALL
DELISTED
Control4 Corporation
CTRL
$3K ﹤0.01%
200
– –
MXWL
9786
CALL
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
400
-2,500
-86% -$26.6K
BRS
9787
DELISTED
Bristow Group, Inc.
BRS
$3K ﹤0.01%
51
-47
-48% -$3.4K
TFCF
9788
PUT
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$3K ﹤0.01%
100
-100
-50% -$3.37K
NXTM
9789
CALL
DELISTED
NxStage Medical Inc.
NXTM
$3K ﹤0.01%
200
-1,000
-83% -$13.5K
ABCD
9790
DELISTED
Cambium Learning Group, Inc.
ABCD
$3K ﹤0.01%
+1,840
New +$3.25K
OCLR
9791
CALL
DELISTED
Oclaro Inc.
OCLR
$3K ﹤0.01%
1,900
+900
+90% +$1.65K
RSPP
9792
PUT
DELISTED
RSP Permian, Inc.
RSPP
$3K ﹤0.01%
+100
New +$2.78K
CCUR
9793
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$3K ﹤0.01%
413
-2,485
-86% -$18.5K
CUDA
9794
CALL
DELISTED
Barracuda Networks, Inc.
CUDA
$3K ﹤0.01%
+100
New +$2.81K
RLOG
9795
DELISTED
Rand Logistics, Inc.
RLOG
$3K ﹤0.01%
500
-331
-40% -$2.01K
BONT
9796
PUT
DELISTED
Bon-Ton Stores Inc/The
BONT
$3K ﹤0.01%
+400
New +$3.85K
GUID
9797
CALL
DELISTED
Guidance Software, Inc.
GUID
$3K ﹤0.01%
+500
New +$3.9K
UNXL
9798
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$3K ﹤0.01%
400
– –
KCG
9799
PUT
DELISTED
KCG Holdings, Inc.
KCG
$3K ﹤0.01%
+300
New +$3.39K
AIII
9800
DELISTED
ACRE Realty Investors Inc
AIII
$3K ﹤0.01%
3,928
+1,194
+44% +$961
390 391
392
393 394

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.