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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULBI icon
9751
Ultralife
ULBI
$88.1M
$3K ﹤0.01%
800
– –
UONE icon
9752
Urban One Class A
UONE
$23.5M
$3K ﹤0.01%
101
-218
-68% -$8.09K
URG
9753
Ur-Energy
URG
$489M
$3K ﹤0.01%
3,200
-35,036
-92% -$39.1K
VERU icon
9754
CALL
Veru
VERU
$36.3M
$3K ﹤0.01%
+80
New +$3.3K
VYX icon
9755
PUT
NCR Voyix
VYX
$1.06B
$3K ﹤0.01%
163
-163
-50% -$3.31K
WEN icon
9756
PUT
Wendy's
WEN
$1.34B
$3K ﹤0.01%
400
-300
-43% -$2.46K
XMPT icon
9757
VanEck CEF Muni Income ETF
XMPT
$219M
$3K ﹤0.01%
+134
New +$3.42K
XTIA icon
9758
XTI Aerospace
XTIA
$56.6M
– –
0
– –
AIOT
9759
PowerFleet Inc
AIOT
$511M
$3K ﹤0.01%
384
-1,051
-73% -$6.03K
FLG
9760
CALL
Flagstar Bank National Association
FLG
$5.78B
$3K ﹤0.01%
67
-1,166
-95% -$55.7K
VIVS
9761
PUT
VivoSim Labs
VIVS
$1.47M
$3K ﹤0.01%
2
-6
-75% -$10.9K
TPC
9762
PUT
Tutor Perini Cor
TPC
$4.53B
$3K ﹤0.01%
100
-1,200
-92% -$35K
USAP
9763
DELISTED
Universal Stainless & Alloy
USAP
$3K ﹤0.01%
103
-63
-38% -$1.93K
CHUY
9764
PUT
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$3K ﹤0.01%
100
– –
TGH
9765
CALL
DELISTED
Textainer Group Holdings limited
TGH
$3K ﹤0.01%
100
-2,300
-96% -$82.6K
EXPR
9766
CALL
DELISTED
Express, Inc.
EXPR
$3K ﹤0.01%
10
– –
NEPT
9767
CALL
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
1
-7
-88% -$21.1K
ONCT
9768
CALL
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$3K ﹤0.01%
3
-1
-25% -$1.47K
FRTX
9769
CALL
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$3K ﹤0.01%
1
– –
SAL
9770
DELISTED
Salisbury Bancorp, Inc.
SAL
$3K ﹤0.01%
200
-756
-79% -$10.9K
MTOR
9771
CALL
DELISTED
MERITOR, Inc.
MTOR
$3K ﹤0.01%
300
-4,500
-94% -$58.6K
ADXS
9772
DELISTED
Advaxis Inc
ADXS
$3K ﹤0.01%
61
+40
+190% +$1.9K
EXFO
9773
DELISTED
EXFO INC.
EXFO
$3K ﹤0.01%
723
-585
-45% -$2.59K
CZZ
9774
DELISTED
Cosan Limited
CZZ
$3K ﹤0.01%
274
-2,000
-88% -$25.2K
GMO
9775
PUT
DELISTED
General Moly, Inc.
GMO
$3K ﹤0.01%
3,400
– –
389 390
391
392 393

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.