U
ADXS

UBS’s Advaxis Inc ADXS Stock Holding History

UBS’s Portfolio ADXS Stock Details ADXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3K Buy
61
+40
+190% +$1.9K ﹤0.01% 9848
2014
Q2 		$1K Hold
21
– – ﹤0.01% 10264
2014
Q1 		$1K Sell
21
-166
-89% -$11.7K ﹤0.01% 10246
2013
Q4 		$12K Buy
+187
New +$10.6K ﹤0.01% 8805

Other funds holding ADXS

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return
KCM
Knoll Capital Management Miami, Florida $180M AUM 66.11% 1-Year Est. Return
JG
Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return
California Public Employees Retirement System
California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
DADC
D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS's ADXS Position: Q3 2014 in Review

UBS increased its Advaxis Inc (ADXS) stake by 190% in Q3 2014, buying an estimated $1.9K and bringing the position to 61 shares worth $3K. The position accounts for ﹤0.01% of the portfolio, ranked #9848.

UBS first reported a position in ADXS in Q4 2013 and has held it in 4 quarters since. The position peaked at $12K in Q4 2013. 24 funds tracked by Wall St. Rank hold ADXS as of Q3 2014.

  • UBS held 61 shares of Advaxis Inc worth $3K as of Q3 2014.
  • UBS bought 40 Advaxis Inc shares in Q3 2014, an estimated $1.9K.
  • Advaxis Inc made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9848 holding.
  • UBS first reported a position in Advaxis Inc in Q4 2013 and has held it in 4 quarters since.
  • UBS's Advaxis Inc position peaked at $12K in Q4 2013.
  • 24 funds tracked by Wall St. Rank held Advaxis Inc as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.