UBS’s VanEck CEF Muni Income ETF XMPT Stock Holding History

UBS’s Portfolio XMPT Stock Details XMPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3K	Buy	+134	New	+$3.42K	﹤0.01%	9833
2014 Q1	–	Sell	-131	Closed	-$3K	–	10871
2013 Q4	$3K	Buy	+131	New	+$3.06K	﹤0.01%	9887

Other funds holding XMPT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS's XMPT Position: Q3 2014 in Review

UBS opened a new position in VanEck CEF Muni Income ETF (XMPT) in Q3 2014: 134 shares worth $3K. The stake represents ﹤0.01% of the portfolio and ranks #9833 among its holdings. This is a return to the name: UBS previously reported a position in XMPT as recently as Q4 2013.

UBS first reported a position in XMPT in Q4 2013 and has held it in 2 quarters since. 15 funds tracked by Wall St. Rank hold XMPT as of Q3 2014.

UBS held 134 shares of VanEck CEF Muni Income ETF worth $3K as of Q3 2014.
VanEck CEF Muni Income ETF was a new UBS position in Q3 2014.
VanEck CEF Muni Income ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9833 holding.
UBS first reported a position in VanEck CEF Muni Income ETF in Q4 2013 and has held it in 2 quarters since.
15 funds tracked by Wall St. Rank held VanEck CEF Muni Income ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.