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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXIA.PR
9701
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$3K ﹤0.01%
804
-3,482
-81% -$17.1K
EFU icon
9702
ProShares Trust UltraShort MSCI EAFE
EFU
$1.23M
$3K ﹤0.01%
37
-790
-96% -$61.4K
EPR.PRE icon
9703
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$114M
$3K ﹤0.01%
100
-273
-73% -$8.55K
EVI icon
9704
EVI Industries
EVI
$180M
$3K ﹤0.01%
1,167
+754
+183% +$1.94K
EWC icon
9705
PUT
iShares MSCI Canada ETF
EWC
$6.04B
$3K ﹤0.01%
100
-300
-75% -$9.66K
EWI icon
9706
PUT
iShares MSCI Italy ETF
EWI
$911M
$3K ﹤0.01%
100
-650
-87% -$21.1K
FSI icon
9707
Flexible Solutions
FSI
$63.9M
$3K ﹤0.01%
2,116
+1,329
+169% +$1.71K
FTK icon
9708
PUT
Flotek Industries
FTK
$935M
$3K ﹤0.01%
17
-66
-80% -$11.3K
GEG icon
9709
Great Elm Group
GEG
$68.4M
$3K ﹤0.01%
144
-184
-56% -$4.49K
GIB icon
9710
CALL
CGI
GIB
$13.9B
$3K ﹤0.01%
100
-100
-50% -$3.52K
GTIM icon
9711
Good Times Restaurants
GTIM
$14.7M
$3K ﹤0.01%
581
-4,573
-89% -$18.7K
IMAX icon
9712
PUT
IMAX
IMAX
$2.38B
$3K ﹤0.01%
+100
New +$2.7K
INUV icon
9713
Inuvo
INUV
$16M
$3K ﹤0.01%
216
-437
-67% -$5.03K
KBA icon
9714
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$3K ﹤0.01%
100
-152
-60% -$4.97K
KZIA
9715
Kazia Therapeutics
KZIA
$140M
$3K ﹤0.01%
6
-1
-14% -$642
LGMK
9716
DELISTED
LogicMark
LGMK
– –
0
– –
LINC icon
9717
Lincoln Educational Services
LINC
$1.29B
$3K ﹤0.01%
1,133
-14,475
-93% -$45.8K
LITB
9718
CALL
LightInTheBox
LITB
$59M
$3K ﹤0.01%
83
+66
+388% +$2.41K
MGIC
9719
CALL
DELISTED
Magic Software Enterprises
MGIC
$3K ﹤0.01%
500
– –
MIND icon
9720
PUT
MIND Technology
MIND
$50.4M
$3K ﹤0.01%
30
-90
-75% -$11.4K
NCTY
9721
The9 Ltd
NCTY
$49M
$3K ﹤0.01%
5
+2
+67% +$1.71K
NKSH icon
9722
National Bankshares
NKSH
$233M
$3K ﹤0.01%
115
-41
-26% -$1.21K
NVEE
9723
DELISTED
NV5 Global
NVEE
$3K ﹤0.01%
1,100
-100
-8% -$239
OCFC icon
9724
OceanFirst Financial
OCFC
$1.7B
$3K ﹤0.01%
200
-1,780
-90% -$29.3K
OGS icon
9725
CALL
ONE Gas
OGS
$5.05B
$3K ﹤0.01%
+100
New +$3.66K
387 388
389
390 391

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.