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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUQ
9651
PUT
DELISTED
AURICO GOLD INC COM
AUQ
$4K ﹤0.01%
1,200
-15,000
-93% -$61.7K
UPI
9652
DELISTED
UROPLASTY INC-NEW
UPI
$4K ﹤0.01%
1,439
-1,154
-45% -$3.01K
PT
9653
CALL
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
$4K ﹤0.01%
2,000
-3,800
-66% -$8.62K
CACH
9654
DELISTED
CACHE INC (DE)
CACH
$4K ﹤0.01%
5,218
+3,805
+269% +$4.43K
HDY
9655
DELISTED
HYPERDYNAMICS CORP (NEW)
HDY
$4K ﹤0.01%
2,018
+268
+15% +$691
CELGZ
9656
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$4K ﹤0.01%
+1,290
New +$3.76K
CRESW
9657
DELISTED
CRESUD S.A.C.I.F. YA WTS ON SHS
CRESW
$4K ﹤0.01%
142,564
+137,073
+2,496% +$3.85K
CYTR
9658
DELISTED
CytRx Corp
CYTR
$4K ﹤0.01%
258
+59
+30% +$1.17K
KEM
9659
CALL
DELISTED
KEMET Corporation
KEM
$4K ﹤0.01%
+1,000
New +$5.1K
MRGE
9660
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
$4K ﹤0.01%
2,000
– –
RIBT
9661
DELISTED
RiceBran Technologies
RIBT
$4K ﹤0.01%
82
-42
-34% -$2.18K
KGJI
9662
DELISTED
Kingold Jewelry Inc.
KGJI
$4K ﹤0.01%
+544
New +$4.16K
VVUS
9663
CALL
DELISTED
Vivus Inc
VVUS
$4K ﹤0.01%
100
-60
-38% -$2.68K
WLH
9664
CALL
DELISTED
WILLIAM LYON HOMES
WLH
$4K ﹤0.01%
+200
New +$5.22K
AXJV
9665
DELISTED
iShares Edge MSCI Min Vol Asia ex Japan ETF
AXJV
$4K ﹤0.01%
+75
New +$3.93K
CCIH
9666
PUT
DELISTED
Chinacache International Holdings Ltd
CCIH
$4K ﹤0.01%
300
-4,100
-93% -$56.5K
VLP
9667
CALL
DELISTED
Valero Energy Partners LP
VLP
$4K ﹤0.01%
100
-200
-67% -$9.71K
CQH
9668
DELISTED
Cheniere Energy Partners LP Holdings LLC
CQH
$4K ﹤0.01%
+175
New +$4.3K
SPLX
9669
DELISTED
ETRACS Monthly Reset 2xLeveraged S&P 500 total Return ETN
SPLX
$4K ﹤0.01%
134
-57
-30% -$1.61K
YZC
9670
CALL
DELISTED
Yanzhou Coal Mining
YZC
$4K ﹤0.01%
+500
New +$4.13K
RPTP
9671
PUT
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
$4K ﹤0.01%
400
-1,000
-71% -$10.2K
HYF
9672
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$4K ﹤0.01%
2,141
-174
-8% -$360
XUE
9673
DELISTED
XUEDA EDUCATION GROUP ADS REPTG 2 ORD SHS
XUE
$4K ﹤0.01%
1,399
-1,442
-51% -$5.71K
ASDR
9674
DELISTED
VELOCITYSHARES EMERGING ASIA DR ETF
ASDR
$4K ﹤0.01%
+102
New +$6.83K
DWSN
9675
CALL
DELISTED
DAWSON GEOPHYSICAL CO
DWSN
$4K ﹤0.01%
+200
New +$4.82K
385 386
387
388 389

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.