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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEMP
9626
CALL
DELISTED
Cempra, Inc.
CEMP
$4K ﹤0.01%
+400
New +$3.94K
RNVA
9627
DELISTED
Rennova Health, Inc.
RNVA
$4K ﹤0.01%
+1
New +$6.8K
CDI
9628
DELISTED
CDI Corp.
CDI
$4K ﹤0.01%
296
-367
-55% -$5.46K
AMRI
9629
PUT
DELISTED
Albany Molecular Research Inc
AMRI
$4K ﹤0.01%
200
– –
PPP
9630
PUT
DELISTED
Primero Mining Corp
PPP
$4K ﹤0.01%
800
– –
OHGI
9631
DELISTED
One Horizon Group, Inc.
OHGI
$4K ﹤0.01%
+239
New +$4.28K
ROSG
9632
CALL
DELISTED
Rosetta Genomics Ltd.
ROSG
$4K ﹤0.01%
83
+58
+232% +$2.64K
WGBS
9633
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$4K ﹤0.01%
+202
New +$4.5K
DTLK
9634
CALL
DELISTED
Datalink Corp
DTLK
$4K ﹤0.01%
400
-500
-56% -$5.61K
ININ
9635
PUT
DELISTED
Interactive Intelligence Group, inc.
ININ
$4K ﹤0.01%
+100
New +$4.49K
CETC
9636
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$4K ﹤0.01%
100
-508
-84% -$14.2K
GBIM
9637
DELISTED
GLOBEIMMUNE INC COM STK (DE)
GBIM
$4K ﹤0.01%
+551
New +$5.63K
TAOM
9638
DELISTED
TAOMEE HLDGS LTD SPON ADR (CYM)
TAOM
$4K ﹤0.01%
978
+390
+66% +$1.86K
SZYM
9639
CALL
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$4K ﹤0.01%
500
-200
-29% -$1.87K
TPI
9640
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$4K ﹤0.01%
+5,690
New +$3.6K
BONA
9641
CALL
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$4K ﹤0.01%
600
-1,000
-63% -$6.83K
LSG
9642
DELISTED
LAKE SHORE GOLD CORP
LSG
$4K ﹤0.01%
3,690
-15,099
-80% -$16.3K
TRIV
9643
DELISTED
TRIVASCULAR TECHONOLOGIES, INC, COMMON STOCK
TRIV
$4K ﹤0.01%
+298
New +$4.33K
TAS
9644
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$4K ﹤0.01%
5,600
+600
+12% +$578
PBCP
9645
DELISTED
POLONIA BANCORP INC MD
PBCP
$4K ﹤0.01%
+374
New +$3.92K
STNR
9646
CALL
DELISTED
STEINER LEISURE LTD
STNR
$4K ﹤0.01%
100
– –
ATV
9647
DELISTED
Acorn International
ATV
$4K ﹤0.01%
+284
New +$3.77K
XOOM
9648
CALL
DELISTED
XOOM CORP COM
XOOM
$4K ﹤0.01%
200
-200
-50% -$4.6K
CDE.WS
9649
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$4K ﹤0.01%
6,068
-66
-1% -$48
PWRD
9650
CALL
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$4K ﹤0.01%
200
– –
384 385
386
387 388

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.