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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CEMP
9626
CALL
DELISTED
Cempra, Inc.
CEMP
$4K ﹤0.01%
+400
New +$3.94K
2014 Q3
0 quarters
RNVA
9627
DELISTED
Rennova Health, Inc.
RNVA
$4K ﹤0.01%
+1
New +$6.8K
2014 Q3
0 quarters
CDI
9628
DELISTED
CDI Corp.
CDI
$4K ﹤0.01%
296
-367
-55% -$5.46K
2013 Q2
5 quarters
AMRI
9629
PUT
DELISTED
Albany Molecular Research Inc
AMRI
$4K ﹤0.01%
200
– –
2014 Q2
1 quarter
PPP
9630
PUT
DELISTED
Primero Mining Corp
PPP
$4K ﹤0.01%
800
– –
2014 Q2
1 quarter
OHGI
9631
DELISTED
One Horizon Group, Inc.
OHGI
$4K ﹤0.01%
+239
New +$4.28K
2014 Q3
0 quarters
ROSG
9632
CALL
DELISTED
Rosetta Genomics Ltd.
ROSG
$4K ﹤0.01%
83
+58
+232% +$2.64K
2014 Q1
2 quarters
WGBS
9633
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$4K ﹤0.01%
+202
New +$4.5K
2014 Q3
0 quarters
DTLK
9634
CALL
DELISTED
Datalink Corp
DTLK
$4K ﹤0.01%
400
-500
-56% -$5.61K
2013 Q3
4 quarters
ININ
9635
PUT
DELISTED
Interactive Intelligence Group, inc.
ININ
$4K ﹤0.01%
+100
New +$4.49K
2014 Q3
0 quarters
CETC
9636
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$4K ﹤0.01%
100
-508
-84% -$14.2K
2013 Q2
5 quarters
GBIM
9637
DELISTED
GLOBEIMMUNE INC COM STK (DE)
GBIM
$4K ﹤0.01%
+551
New +$5.64K
2014 Q3
0 quarters
TAOM
9638
DELISTED
TAOMEE HLDGS LTD SPON ADR (CYM)
TAOM
$4K ﹤0.01%
978
+390
+66% +$1.86K
2014 Q1
2 quarters
SZYM
9639
CALL
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$4K ﹤0.01%
500
-200
-29% -$1.87K
2013 Q2
5 quarters
TPI
9640
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$4K ﹤0.01%
+5,690
New +$3.6K
2014 Q3
0 quarters
BONA
9641
CALL
DELISTED
BONA FILM GROUP LTD SPONSORED ADS
BONA
$4K ﹤0.01%
600
-1,000
-63% -$6.83K
2014 Q1
2 quarters
LSG
9642
DELISTED
LAKE SHORE GOLD CORP
LSG
$4K ﹤0.01%
3,690
-15,099
-80% -$16.3K
2014 Q1
2 quarters
TRIV
9643
DELISTED
TRIVASCULAR TECHONOLOGIES, INC, COMMON STOCK
TRIV
$4K ﹤0.01%
+298
New +$4.32K
2014 Q3
0 quarters
TAS
9644
DELISTED
TASMAN METALS LTD ORDINARY SHARES (CANADA)
TAS
$4K ﹤0.01%
5,600
+600
+12% +$578
2013 Q2
5 quarters
PBCP
9645
DELISTED
POLONIA BANCORP INC MD
PBCP
$4K ﹤0.01%
+374
New +$3.92K
2014 Q3
0 quarters
STNR
9646
CALL
DELISTED
STEINER LEISURE LTD
STNR
$4K ﹤0.01%
100
– –
2014 Q2
1 quarter
ATV
9647
DELISTED
Acorn International
ATV
$4K ﹤0.01%
+284
New +$3.77K
2014 Q3
0 quarters
XOOM
9648
CALL
DELISTED
XOOM CORP COM
XOOM
$4K ﹤0.01%
200
-200
-50% -$4.6K
2013 Q4
3 quarters
CDE.WS icon
9649
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$4K ﹤0.01%
6,068
-66
-1% -$48
2013 Q2
5 quarters
PWRD icon
9650
CALL
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$4K ﹤0.01%
200
– –
2014 Q2
1 quarter

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.