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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVG
9601
PUT
DELISTED
PRETIUM RESOURCES INC.
PVG
$4K ﹤0.01%
700
-300
-30% -$2.1K
GSS
9602
CALL
DELISTED
Golden Star Resources Ltd.
GSS
$4K ﹤0.01%
+2,000
New +$5.11K
CVA
9603
PUT
DELISTED
Covanta Holding Corporation
CVA
$4K ﹤0.01%
+200
New +$4.17K
CZZ
9604
CALL
DELISTED
Cosan Limited
CZZ
$4K ﹤0.01%
400
-500
-56% -$6.29K
AXAS
9605
PUT
DELISTED
Abraxas Petroleum Corp
AXAS
$4K ﹤0.01%
35
-340
-91% -$38K
SCON
9606
DELISTED
Superconductor Technologies Inc.
SCON
$4K ﹤0.01%
+1
New +$4.27K
AFH
9607
DELISTED
Atlas Financial Holdings, Inc. Ordinary Shares
AFH
$4K ﹤0.01%
+268
New +$3.8K
JPMV
9608
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
$4K ﹤0.01%
+73
New +$3.81K
SES
9609
CALL
DELISTED
Synthesis Energy Systems Inc.
SES
$4K ﹤0.01%
61
-19
-24% -$1.59K
SSI
9610
DELISTED
Stage Stores Inc
SSI
$4K ﹤0.01%
259
-43
-14% -$770
CHKR
9611
PUT
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$4K ﹤0.01%
400
-2,800
-88% -$30.4K
AVEO
9612
CALL
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$4K ﹤0.01%
400
– –
MDSO
9613
PUT
DELISTED
Medidata Solutions, Inc.
MDSO
$4K ﹤0.01%
+100
New +$4.43K
BID
9614
CALL
DELISTED
Sotheby's
BID
$4K ﹤0.01%
100
-900
-90% -$35.5K
BMS
9615
CALL
DELISTED
Bemis
BMS
$4K ﹤0.01%
100
-100
-50% -$3.98K
HGT
9616
PUT
DELISTED
Hugoton Royalty Trust
HGT
$4K ﹤0.01%
500
-1,500
-75% -$14.8K
HCOM
9617
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$4K ﹤0.01%
174
+26
+18% +$722
RPXC
9618
DELISTED
RPX Corporation
RPXC
$4K ﹤0.01%
316
-7,888
-96% -$123K
RPXC
9619
PUT
DELISTED
RPX Corporation
RPXC
$4K ﹤0.01%
+300
New +$4.67K
CALD
9620
DELISTED
Callidus Software, Inc.
CALD
$4K ﹤0.01%
366
-901
-71% -$10.3K
WG
9621
CALL
DELISTED
Willbros Group
WG
$4K ﹤0.01%
500
– –
CCUR
9622
PUT
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$4K ﹤0.01%
+500
New +$3.73K
CASC
9623
CALL
DELISTED
Cascadian Therapeutics, Inc.
CASC
$4K ﹤0.01%
+333
New +$5.09K
IXYS
9624
CALL
DELISTED
IXYS Corp
IXYS
$4K ﹤0.01%
400
-2,600
-87% -$30.5K
SBCP
9625
DELISTED
Sunshine Bancorp, Inc
SBCP
$4K ﹤0.01%
+346
New +$4.13K
383 384
385
386 387

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.