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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
9551
PUT
Monolithic Power Systems
MPWR
$65.5B
$4K ﹤0.01%
+100
New +$4.4K
MYGN icon
9552
PUT
Myriad Genetics
MYGN
$530M
$4K ﹤0.01%
100
-12,500
-99% -$466K
O icon
9553
PUT
Realty Income
O
$61.2B
$4K ﹤0.01%
103
-7,121
-99% -$304K
OSK icon
9554
CALL
Oshkosh
OSK
$9.67B
$4K ﹤0.01%
100
-1,000
-91% -$49.7K
OXBR icon
9555
Oxbridge Re Holdings
OXBR
$12.7M
$4K ﹤0.01%
+661
New +$4.39K
PLD icon
9556
PUT
Prologis
PLD
$138B
$4K ﹤0.01%
100
– –
PSHG icon
9557
Performance Shipping
PSHG
$22.1M
– –
0
– –
PUK icon
9558
CALL
Prudential
PUK
$36.5B
$4K ﹤0.01%
+103
New +$4.67K
PULM icon
9559
Pulmatrix
PULM
$6.03M
$4K ﹤0.01%
+2
New +$5.38K
QUAD icon
9560
PUT
Quad
QUAD
$430M
$4K ﹤0.01%
+200
New +$4.33K
RCI icon
9561
PUT
Rogers Communications
RCI
$17.7B
$4K ﹤0.01%
100
– –
SBLK icon
9562
CALL
Star Bulk Carriers
SBLK
$3.14B
$4K ﹤0.01%
80
+60
+300% +$3.73K
SCI icon
9563
CALL
Service Corp International
SCI
$11.4B
$4K ﹤0.01%
+200
New +$4.26K
SKYW icon
9564
PUT
Skywest
SKYW
$4.11B
$4K ﹤0.01%
500
-100
-17% -$1.01K
SMLR
9565
DELISTED
Semler Scientific
SMLR
$4K ﹤0.01%
1,547
-394
-20% -$1.41K
SON icon
9566
CALL
Sonoco
SON
$5.76B
$4K ﹤0.01%
100
-1,600
-94% -$65.3K
SON icon
9567
PUT
Sonoco
SON
$5.76B
$4K ﹤0.01%
100
– –
SONN
9568
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPLV icon
9569
CALL
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4K ﹤0.01%
+100
New +$3.5K
SPTN
9570
CALL
DELISTED
SpartanNash
SPTN
$4K ﹤0.01%
200
– –
STM icon
9571
PUT
STMicroelectronics
STM
$46B
$4K ﹤0.01%
500
-4,900
-91% -$40.8K
STXS icon
9572
Stereotaxis
STXS
$129M
$4K ﹤0.01%
2,320
+695
+43% +$1.66K
SUPN icon
9573
PUT
Supernus Pharmaceuticals
SUPN
$2.68B
$4K ﹤0.01%
500
-800
-62% -$7.23K
TATT icon
9574
TAT Technologies
TATT
$543M
$4K ﹤0.01%
+570
New +$4.31K
TRT
9575
Trio-Tech International
TRT
$93.3M
$4K ﹤0.01%
+1,900
New +$3.81K
381 382
383
384 385

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.