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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHX icon
9526
CALL
DHI Group
DHX
$166M
$4K ﹤0.01%
+500
New +$4.14K
DSGX icon
9527
Descartes Systems
DSGX
$5.84B
$4K ﹤0.01%
291
-4,988
-94% -$70K
DVAX
9528
CALL
DELISTED
Dynavax Technologies
DVAX
$4K ﹤0.01%
290
-20
-6% -$288
DXCM icon
9529
PUT
DexCom
DXCM
$27.6B
$4K ﹤0.01%
400
-7,600
-95% -$77.7K
ENLV icon
9530
Enlivex Ltd
ENLV
$70.7M
$4K ﹤0.01%
+1
New +$4.89K
EMBJ
9531
PUT
Embraer S.A. ADS
EMBJ
$11.6B
$4K ﹤0.01%
100
-900
-90% -$34.9K
EWU icon
9532
PUT
iShares MSCI United Kingdom ETF
EWU
$4.04B
$4K ﹤0.01%
+100
New +$4.08K
FRD icon
9533
Friedman Industries
FRD
$253M
$4K ﹤0.01%
465
-1,357
-74% -$11.3K
GEO icon
9534
CALL
The GEO Group
GEO
$4.13B
$4K ﹤0.01%
150
-750
-83% -$18.3K
GERN icon
9535
CALL
Geron
GERN
$911M
$4K ﹤0.01%
1,800
-4,019
-69% -$9.9K
GNE icon
9536
Genie Energy
GNE
$378M
$4K ﹤0.01%
648
+448
+224% +$3.27K
GRFS
9537
PUT
Grifois
GRFS
$5.16B
$4K ﹤0.01%
200
-2,200
-92% -$42.7K
GURE
9538
CALL
Gulf Resources
GURE
$5.23M
$4K ﹤0.01%
50
+38
+317% +$3.75K
HLX icon
9539
PUT
Helix Energy Solutions
HLX
$1.46B
$4K ﹤0.01%
200
– –
HST icon
9540
CALL
Host Hotels & Resorts
HST
$16.8B
$4K ﹤0.01%
200
-200
-50% -$4.46K
IRDM icon
9541
PUT
Iridium Communications
IRDM
$4.85B
$4K ﹤0.01%
500
– –
IVZ icon
9542
CALL
Invesco
IVZ
$13.3B
$4K ﹤0.01%
+100
New +$3.93K
JDST icon
9543
PUT
Direxion Daily Junior Gold Miners Index Bear 2X ETF
JDST
$30.4M
– –
0
– –
JNK icon
9544
CALL
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4K ﹤0.01%
33
-300
-90% -$36.9K
KAI icon
9545
CALL
Kadant
KAI
$3.69B
$4K ﹤0.01%
100
– –
LEU icon
9546
Centrus Energy
LEU
$3.22B
$4K ﹤0.01%
404
-294
-42% -$15.1K
LFCR icon
9547
CALL
Lifecore Biomedical
LFCR
$162M
$4K ﹤0.01%
+300
New +$3.75K
LXU icon
9548
PUT
LSB Industries
LXU
$881M
$4K ﹤0.01%
+130
New +$3.87K
MDXG icon
9549
CALL
MiMedx Group
MDXG
$626M
$4K ﹤0.01%
500
– –
MERC icon
9550
PUT
Mercer International
MERC
$44.9M
$4K ﹤0.01%
+400
New +$4.11K
380 381
382
383 384

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.