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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATNY
9476
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$5K ﹤0.01%
2,153
+694
+48% +$1.57K
ATE
9477
DELISTED
Advantest Corp
ATE
$5K ﹤0.01%
385
-2,146
-85% -$25.6K
BBLU
9478
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$5K ﹤0.01%
+1,300
New +$4.17K
GRH
9479
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$5K ﹤0.01%
3,317
+3,117
+1,559% +$6.34K
NYNY
9480
CALL
DELISTED
Empire Resorts, Inc.
NYNY
$5K ﹤0.01%
160
-100
-38% -$2.63K
TEU
9481
CALL
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$5K ﹤0.01%
4,000
– –
CYBX
9482
CALL
DELISTED
CYBERONICS INC
CYBX
$5K ﹤0.01%
+100
New +$5.76K
TECU
9483
DELISTED
TECUMSEH PRODUCTS COMPANY COMMON STOCK
TECU
$5K ﹤0.01%
1,262
-2,739
-68% -$13K
AMPS
9484
DELISTED
ISHARES TR UTILITIES SECTOR BD ETF
AMPS
$5K ﹤0.01%
91
-568
-86% -$29.1K
RALY
9485
PUT
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$5K ﹤0.01%
+400
New +$4.23K
SARA
9486
DELISTED
SARATOGA RESOURCES INC
SARA
$5K ﹤0.01%
+4,586
New +$7.08K
ELX
9487
CALL
DELISTED
EMULEX CORP
ELX
$5K ﹤0.01%
1,000
-1,000
-50% -$5.41K
WHX
9488
CALL
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$5K ﹤0.01%
1,700
-6,300
-79% -$15K
WHX
9489
PUT
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$5K ﹤0.01%
1,800
+400
+29% +$950
MWRX
9490
DELISTED
MEDWORTH RX CORP COM STK (DE)
MWRX
$5K ﹤0.01%
625
– –
BAGL
9491
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
$5K ﹤0.01%
246
+80
+48% +$1.18K
IVAN
9492
DELISTED
IVANHOE ENERGY INC COM SHS (CDA)
IVAN
$5K ﹤0.01%
2,598
-2,580
-50% -$4.74K
ROICW
9493
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD)
ROICW
$5K ﹤0.01%
1,961
-1,650
-46% -$4.21K
NAQ.U
9494
DELISTED
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U
$5K ﹤0.01%
286
– –
EZCH
9495
PUT
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$5K ﹤0.01%
200
-100
-33% -$2.54K
MNTX
9496
DELISTED
Manitex International, Inc.
MNTX
$5K ﹤0.01%
446
-1,504
-77% -$20.6K
EVK
9497
DELISTED
Ever-Glory International Group, Inc.
EVK
$5K ﹤0.01%
874
-34
-4% -$200
VVUS
9498
PUT
DELISTED
Vivus Inc
VVUS
$5K ﹤0.01%
130
+30
+30% +$1.34K
IPAS
9499
DELISTED
Ipass Inc Common Stock
IPAS
$5K ﹤0.01%
310
+302
+3,775% +$4.21K
DCM
9500
CALL
DELISTED
NTT DOCOMO, Inc.
DCM
$5K ﹤0.01%
300
– –
378 379
380
381 382

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.