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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
PKD
9451
PUT
DELISTED
Parker Drilling Company
PKD
$5K ﹤0.01%
+67
New +$6.18K
2014 Q3
0 quarters
CARB
9452
CALL
DELISTED
Carbonite Inc
CARB
$5K ﹤0.01%
+500
New +$5.44K
2014 Q3
0 quarters
TRNX
9453
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
-2
Closed -$39K –
VISL icon
9454
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
2013 Q3
4 quarters
IPCI
9455
CALL
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$5K ﹤0.01%
150
-530
-78% -$15.3K
2014 Q1
2 quarters
NAUH
9456
DELISTED
National American University Holdings, Inc.
NAUH
$5K ﹤0.01%
+1,592
New +$4.98K
2014 Q3
0 quarters
CYHHZ
9457
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$5K ﹤0.01%
140,703
+67,983
+93% +$3.03K
2014 Q1
2 quarters
SCG
9458
PUT
DELISTED
Scana
SCG
$5K ﹤0.01%
+100
New +$5.13K
2014 Q3
0 quarters
DTRM
9459
DELISTED
Determine, Inc. Common Stock
DTRM
$5K ﹤0.01%
+902
New +$5.32K
2014 Q3
0 quarters
TEP
9460
CALL
DELISTED
Tallgrass Energy Partners, LP
TEP
$5K ﹤0.01%
+100
New +$4.23K
2014 Q3
0 quarters
ACFC
9461
DELISTED
Atlantic Coast Financial Corporation
ACFC
$5K ﹤0.01%
1,336
+421
+46% +$1.72K
2014 Q1
2 quarters
CVO
9462
PUT
DELISTED
Cenevo, Inc.
CVO
$5K ﹤0.01%
250
– –
2014 Q2
1 quarter
IXYS
9463
DELISTED
IXYS Corp
IXYS
$5K ﹤0.01%
+396
New +$4.65K
2014 Q3
0 quarters
MGCD
9464
DELISTED
MGC Diagnostics Corporation
MGCD
$5K ﹤0.01%
773
-1,176
-60% -$9.1K
2013 Q3
4 quarters
ENOC
9465
PUT
DELISTED
EnerNOC, Inc.
ENOC
$5K ﹤0.01%
300
-3,200
-91% -$59.8K
2013 Q2
5 quarters
WPT
9466
DELISTED
World Point Terminals, LP
WPT
$5K ﹤0.01%
241
-827
-77% -$15.7K
2013 Q4
3 quarters
CSCR
9467
DELISTED
Credit Suisse X-Links Commodity Rotation ETNs due June 15, 2033
CSCR
$5K ﹤0.01%
288
– –
2014 Q2
1 quarter
ROSG
9468
PUT
DELISTED
Rosetta Genomics Ltd.
ROSG
$5K ﹤0.01%
125
– –
2013 Q3
4 quarters
IDXJ
9469
DELISTED
VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF
IDXJ
$5K ﹤0.01%
+332
New +$4.82K
2014 Q3
0 quarters
SZMK
9470
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$5K ﹤0.01%
566
+465
+460% +$4.15K
2014 Q1
2 quarters
FMD
9471
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$5K ﹤0.01%
1,658
+617
+59% +$2.93K
2013 Q2
5 quarters
NSPH
9472
CALL
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$5K ﹤0.01%
+400
New +$8.34K
2014 Q3
0 quarters
QBAK
9473
DELISTED
Qualstar Corp
QBAK
$5K ﹤0.01%
718
+553
+335% +$4.16K
2014 Q2
1 quarter
CKP
9474
CALL
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$5K ﹤0.01%
+400
New +$5.29K
2014 Q3
0 quarters
UNIS
9475
CALL
DELISTED
Unilife Corporation
UNIS
$5K ﹤0.01%
200
– –
2013 Q3
4 quarters

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.