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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKD
9451
PUT
DELISTED
Parker Drilling Company
PKD
$5K ﹤0.01%
+67
New +$6.17K
CARB
9452
CALL
DELISTED
Carbonite Inc
CARB
$5K ﹤0.01%
+500
New +$5.44K
TRNX
9453
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
-2
Closed -$39K
VISL
9454
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
IPCI
9455
CALL
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$5K ﹤0.01%
150
-530
-78% -$15.3K
NAUH
9456
DELISTED
National American University Holdings, Inc.
NAUH
$5K ﹤0.01%
+1,592
New +$4.97K
CYHHZ
9457
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$5K ﹤0.01%
140,703
+67,983
+93% +$3.03K
SCG
9458
PUT
DELISTED
Scana
SCG
$5K ﹤0.01%
+100
New +$5.13K
DTRM
9459
DELISTED
Determine, Inc. Common Stock
DTRM
$5K ﹤0.01%
+902
New +$5.32K
TEP
9460
CALL
DELISTED
Tallgrass Energy Partners, LP
TEP
$5K ﹤0.01%
+100
New +$4.23K
ACFC
9461
DELISTED
Atlantic Coast Financial Corporation
ACFC
$5K ﹤0.01%
1,336
+421
+46% +$1.72K
CVO
9462
PUT
DELISTED
Cenevo, Inc.
CVO
$5K ﹤0.01%
250
– –
IXYS
9463
DELISTED
IXYS Corp
IXYS
$5K ﹤0.01%
+396
New +$4.65K
MGCD
9464
DELISTED
MGC Diagnostics Corporation
MGCD
$5K ﹤0.01%
773
-1,176
-60% -$9.11K
ENOC
9465
PUT
DELISTED
EnerNOC, Inc.
ENOC
$5K ﹤0.01%
300
-3,200
-91% -$59.8K
WPT
9466
DELISTED
World Point Terminals, LP
WPT
$5K ﹤0.01%
241
-827
-77% -$15.7K
CSCR
9467
DELISTED
Credit Suisse X-Links Commodity Rotation ETNs due June 15, 2033
CSCR
$5K ﹤0.01%
288
– –
ROSG
9468
PUT
DELISTED
Rosetta Genomics Ltd.
ROSG
$5K ﹤0.01%
125
– –
IDXJ
9469
DELISTED
VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF
IDXJ
$5K ﹤0.01%
+332
New +$4.82K
SZMK
9470
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$5K ﹤0.01%
566
+465
+460% +$4.15K
FMD
9471
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$5K ﹤0.01%
1,658
+617
+59% +$2.93K
NSPH
9472
CALL
DELISTED
NANOSPHERE INC. COM NEW
NSPH
$5K ﹤0.01%
+400
New +$8.34K
QBAK
9473
DELISTED
Qualstar Corp
QBAK
$5K ﹤0.01%
718
+553
+335% +$4.16K
CKP
9474
CALL
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$5K ﹤0.01%
+400
New +$5.29K
UNIS
9475
CALL
DELISTED
Unilife Corporation
UNIS
$5K ﹤0.01%
200
– –
377 378
379
380 381

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.