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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRB icon
9426
CALL
W.R. Berkley
WRB
$28B
$5K ﹤0.01%
+338
New +$4.69K
GVP
9427
DELISTED
GSE Systems, Inc.
GVP
$5K ﹤0.01%
300
– –
HA
9428
PUT
DELISTED
Hawaiian Holdings, Inc.
HA
$5K ﹤0.01%
400
-800
-67% -$11.5K
DLA
9429
DELISTED
Delta Apparel Inc.
DLA
$5K ﹤0.01%
+504
New +$5.65K
SP
9430
DELISTED
SP Plus Corporation
SP
$5K ﹤0.01%
262
-993
-79% -$20.8K
AEL
9431
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$5K ﹤0.01%
200
-800
-80% -$18.9K
AAIC
9432
CALL
DELISTED
Arlington Asset Investment Corp.
AAIC
$5K ﹤0.01%
200
-300
-60% -$8.12K
FRGI
9433
PUT
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$5K ﹤0.01%
+100
New +$4.75K
AJRD
9434
CALL
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$5K ﹤0.01%
300
– –
PLXP
9435
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$5K ﹤0.01%
63
– –
OTIC
9436
DELISTED
Otonomy, Inc.
OTIC
$5K ﹤0.01%
+194
New +$3.83K
ABMD
9437
CALL
DELISTED
Abiomed Inc
ABMD
$5K ﹤0.01%
200
-1,000
-83% -$25.3K
EPZM
9438
CALL
DELISTED
Epizyme, Inc
EPZM
$5K ﹤0.01%
200
-100
-33% -$3.11K
GSS
9439
DELISTED
Golden Star Resources Ltd.
GSS
$5K ﹤0.01%
2,437
-5,131
-68% -$13.1K
RAVN
9440
CALL
DELISTED
Raven Industries Inc
RAVN
$5K ﹤0.01%
200
– –
CEL
9441
CALL
DELISTED
Cellcom Israel, Ltd.
CEL
$5K ﹤0.01%
500
-4,400
-90% -$52.2K
PRCP
9442
CALL
DELISTED
Perceptron Inc
PRCP
$5K ﹤0.01%
500
– –
BSJK
9443
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$5K ﹤0.01%
+190
New +$4.98K
MR
9444
CALL
DELISTED
Montage Resources Corporation Common Stock
MR
$5K ﹤0.01%
+20
New +$5.92K
CETV
9445
CALL
DELISTED
Central European Media Enterprises Ltd
CETV
$5K ﹤0.01%
+2,000
New +$4.96K
GMO
9446
CALL
DELISTED
General Moly, Inc.
GMO
$5K ﹤0.01%
7,200
+3,100
+76% +$3.03K
CLUB
9447
CALL
DELISTED
Town Sports International Holdings, Inc.
CLUB
$5K ﹤0.01%
+700
New +$4.06K
GCAP
9448
DELISTED
Gain Capital Holdings, Inc.
GCAP
$5K ﹤0.01%
800
-1,117
-58% -$7.4K
LBY
9449
DELISTED
Libbey, Inc.
LBY
$5K ﹤0.01%
200
-920
-82% -$24.2K
MNI
9450
CALL
DELISTED
The McClatchy Company Class A Common Stock
MNI
$5K ﹤0.01%
150
+70
+88% +$3.21K
376 377
378
379 380

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.