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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
9401
PUT
EchoStar
ECHO
$25.5B
$5K ﹤0.01%
+123
New +$5.04K
SB icon
9402
CALL
Safe Bulkers
SB
$781M
$5K ﹤0.01%
700
-400
-36% -$3.22K
SBS icon
9403
PUT
Sabesp
SBS
$19.7B
$5K ﹤0.01%
3,094
+1,031
+50% +$1.86K
SCHX icon
9404
CALL
Schwab US Large- Cap ETF
SCHX
$70.9B
$5K ﹤0.01%
600
-6,000
-91% -$47.2K
SCS
9405
PUT
DELISTED
Steelcase
SCS
$5K ﹤0.01%
300
– –
SHOE
9406
Shoe Station Group
SHOE
$395M
$5K ﹤0.01%
496
-1,658
-77% -$16.1K
SDIV icon
9407
CALL
Global X SuperDividend ETF
SDIV
$1.21B
$5K ﹤0.01%
67
-533
-89% -$40.8K
SGRP
9408
DELISTED
SPAR Group
SGRP
$5K ﹤0.01%
3,058
+1,764
+136% +$2.58K
SNBR
9409
DELISTED
Sleep Number
SNBR
$5K ﹤0.01%
245
-4,974
-95% -$105K
SNOA icon
9410
Sonoma Pharmaceuticals
SNOA
$5.46M
$5K ﹤0.01%
2
-4
-67% -$9.3K
STE icon
9411
CALL
Steris
STE
$20.9B
$5K ﹤0.01%
+100
New +$5.43K
TGLS icon
9412
Tecnoglass
TGLS
$2.01B
$5K ﹤0.01%
+423
New +$4.75K
TGTX icon
9413
PUT
TG Therapeutics
TGTX
$8.58B
$5K ﹤0.01%
500
-1,600
-76% -$14.8K
TLF icon
9414
Tandy Leather Factory
TLF
$19.5M
$5K ﹤0.01%
487
+209
+75% +$1.95K
TLPH icon
9415
Talphera
TLPH
$70.1M
$5K ﹤0.01%
50
-220
-81% -$34.6K
TMHC icon
9416
CALL
Taylor Morrison
TMHC
$6.67B
$5K ﹤0.01%
300
– –
TNET icon
9417
PUT
TriNet
TNET
$2.84B
$5K ﹤0.01%
+200
New +$5.16K
TRP icon
9418
CALL
TC Energy
TRP
$73.5B
$5K ﹤0.01%
100
-1,600
-94% -$82.7K
TTMI icon
9419
CALL
TTM Technologies
TTMI
$13.6B
$5K ﹤0.01%
800
– –
TVTX icon
9420
PUT
Travere Therapeutics
TVTX
$5.33B
$5K ﹤0.01%
500
-17,200
-97% -$202K
TXMD icon
9421
TherapeuticsMD
TXMD
$23.8M
$5K ﹤0.01%
20
-28
-58% -$7.05K
UAVS icon
9422
AgEagle Aerial Systems
UAVS
$41.4M
– –
0
– –
UIS icon
9423
PUT
Unisys
UIS
$227M
$5K ﹤0.01%
200
– –
UYM icon
9424
CALL
ProShares Ultra Materials
UYM
$38.5M
$5K ﹤0.01%
400
-1,600
-80% -$22.5K
UYM icon
9425
ProShares Ultra Materials
UYM
$38.5M
$5K ﹤0.01%
+356
New +$5K
375 376
377
378 379

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.