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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
9351
PUT
American Water Works
AWK
$26.3B
$5K ﹤0.01%
+100
New +$4.89K
BKE icon
9352
PUT
Buckle
BKE
$2.19B
$5K ﹤0.01%
100
– –
BMI icon
9353
PUT
Badger Meter
BMI
$3.66B
$5K ﹤0.01%
200
– –
CAKE icon
9354
PUT
Cheesecake Factory
CAKE
$4.21B
$5K ﹤0.01%
100
-600
-86% -$26.9K
CALX icon
9355
CALL
Calix
CALX
$2.27B
$5K ﹤0.01%
500
+300
+150% +$2.79K
CECO icon
9356
PUT
Ceco Environmental
CECO
$4.42B
$5K ﹤0.01%
400
-600
-60% -$8.54K
CERS icon
9357
CALL
Cerus
CERS
$587M
$5K ﹤0.01%
1,300
-7,000
-84% -$26.9K
DCO icon
9358
CALL
Ducommun
DCO
$2.68B
$5K ﹤0.01%
200
+100
+100% +$2.79K
ECNS icon
9359
iShares MSCI China Small-Cap ETF
ECNS
$63.7M
$5K ﹤0.01%
110
-560
-84% -$26.8K
FOCL
9360
CALL
EDAP TMS S.A.
FOCL
$226M
$5K ﹤0.01%
3,500
-7,600
-68% -$20.8K
EDUC icon
9361
Educational Development Corp
EDUC
$12.4M
$5K ﹤0.01%
2,000
– –
EPR icon
9362
PUT
EPR Properties
EPR
$4.86B
$5K ﹤0.01%
+100
New +$5.53K
EQNR icon
9363
PUT
Equinor
EQNR
$95.9B
$5K ﹤0.01%
200
-1,900
-90% -$54.9K
ESE icon
9364
ESCO Technologies
ESE
$8.49B
$5K ﹤0.01%
143
-771
-84% -$26.8K
EVR icon
9365
CALL
Evercore
EVR
$13.1B
$5K ﹤0.01%
+100
New +$5.18K
FCAP icon
9366
First Capital
FCAP
$203M
$5K ﹤0.01%
194
-22
-10% -$485
FISI icon
9367
Financial Institutions
FISI
$800M
$5K ﹤0.01%
237
-742
-76% -$17.1K
FIX icon
9368
CALL
Comfort Systems
FIX
$61B
$5K ﹤0.01%
400
-500
-56% -$7.53K
FOXF icon
9369
Fox Factory Holding Corp
FOXF
$776M
$5K ﹤0.01%
300
– –
FUN icon
9370
PUT
Cedar Fair
FUN
$1.78B
$5K ﹤0.01%
100
-200
-67% -$9.96K
GYRE icon
9371
Gyre Therapeutics
GYRE
$662M
$5K ﹤0.01%
+2
New +$4.95K
HDB icon
9372
CALL
HDFC Bank
HDB
$119B
$5K ﹤0.01%
+400
New +$4.85K
HELE icon
9373
PUT
Helen of Troy
HELE
$663M
$5K ﹤0.01%
+100
New +$5.61K
INSG icon
9374
CALL
Inseego
INSG
$108M
$5K ﹤0.01%
130
-980
-88% -$21.9K
IPDN icon
9375
Professional Diversity Network
IPDN
$4.49M
$5K ﹤0.01%
6
-3
-33% -$2.44K
373 374
375
376 377

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.