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UBS’s Financial Institutions FISI Stock Holding History

UBS’s Portfolio FISI Stock Details FISI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5K Sell
237
-742
-76% -$17.1K ﹤0.01% 9439
2014
Q2 		$23K Buy
979
+338
+53% +$7.9K ﹤0.01% 7891
2014
Q1 		$15K Buy
+641
New +$14.3K ﹤0.01% 8447
2013
Q3 		– Sell
-818
Closed -$15K – 10465
2013
Q2 		$15K Buy
+818
New +$15.9K ﹤0.01% 8198

Other funds holding FISI

Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
CNBT
Canandaigua National Bank & Trust Canandaigua, New York $1.19B AUM
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS's FISI Position: Q3 2014 in Review

UBS reduced its Financial Institutions (FISI) stake by 76% in Q3 2014, selling an estimated $17.1K and leaving 237 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #9439.

UBS first reported a position in FISI in Q2 2013 and has held it in 4 quarters since. The position peaked at $23K in Q2 2014. 87 funds tracked by Wall St. Rank hold FISI as of Q3 2014.

  • UBS held 237 shares of Financial Institutions worth $5K as of Q3 2014.
  • UBS sold 742 Financial Institutions shares in Q3 2014, an estimated $17.1K.
  • Financial Institutions made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9439 holding.
  • UBS first reported a position in Financial Institutions in Q2 2013 and has held it in 4 quarters since.
  • UBS's Financial Institutions position peaked at $23K in Q2 2014.
  • 87 funds tracked by Wall St. Rank held Financial Institutions as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.