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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIKE
9326
PUT
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$6K ﹤0.01%
+500
New +$5.35K
EDMC
9327
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$6K ﹤0.01%
5,478
+5,462
+34,138% +$7.54K
MOBL
9328
PUT
DELISTED
MobileIron, Inc.
MOBL
$6K ﹤0.01%
+500
New +$4.9K
QKLS
9329
DELISTED
QKL STORES INC COM ST NEW
QKLS
$6K ﹤0.01%
+2,023
New +$6.34K
CYTR
9330
PUT
DELISTED
CytRx Corp
CYTR
$6K ﹤0.01%
383
-567
-60% -$11.2K
MNTX
9331
CALL
DELISTED
Manitex International, Inc.
MNTX
$6K ﹤0.01%
+500
New +$6.86K
DFVL
9332
DELISTED
iPath US Treasury 5-year Bull ETN
DFVL
$6K ﹤0.01%
100
– –
CHU
9333
CALL
DELISTED
China Unicom (HONG KONG) Limited
CHU
$6K ﹤0.01%
400
+100
+33% +$1.67K
BVSN
9334
DELISTED
Broadvision Inc Com
BVSN
$6K ﹤0.01%
691
+685
+11,417% +$6.42K
SPHS
9335
DELISTED
Sophiris Bio, Inc.
SPHS
$6K ﹤0.01%
+2,128
New +$5.99K
EIA
9336
DELISTED
Eaton Vance California Municipal Bond II Shares of Ben. Int.
EIA
$6K ﹤0.01%
500
-1,515
-75% -$18.5K
SBSA
9337
DELISTED
Spanish Broadcasting System Inc.
SBSA
$6K ﹤0.01%
1,463
+466
+47% +$2.33K
FCGL
9338
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$6K ﹤0.01%
254
-538
-68% -$12.7K
KRU
9339
DELISTED
ProShares Ultra S&P Regional Banking of Proshares Trust
KRU
$6K ﹤0.01%
140
-1,422
-91% -$58.7K
SWFT
9340
PUT
DELISTED
Swift Transportation Company
SWFT
$6K ﹤0.01%
+300
New +$6.59K
AIM
9341
AIM ImmunoTech
AIM
$6.9M
– –
-1
Closed -$15.4K
ABM icon
9342
CALL
ABM Industries
ABM
$2.8B
$5K ﹤0.01%
+200
New +$5.25K
ACHC icon
9343
CALL
Acadia Healthcare
ACHC
$3.17B
$5K ﹤0.01%
100
-100
-50% -$4.89K
ACHV icon
9344
Achieve Life Sciences
ACHV
$626M
$5K ﹤0.01%
1
-8
-89% -$55.6K
AGZD icon
9345
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$128M
$5K ﹤0.01%
+220
New +$5.49K
ALDX icon
9346
Aldeyra Therapeutics
ALDX
$91.7M
$5K ﹤0.01%
+921
New +$4.48K
AN icon
9347
CALL
AutoNation
AN
$6.97B
$5K ﹤0.01%
100
-100
-50% -$5.48K
ANGO icon
9348
CALL
AngioDynamics
ANGO
$562M
$5K ﹤0.01%
+400
New +$5.71K
AR icon
9349
CALL
Antero Resources
AR
$10.9B
$5K ﹤0.01%
100
-5,500
-98% -$320K
AUDC icon
9350
CALL
AudioCodes
AUDC
$244M
$5K ﹤0.01%
+1,100
New +$6.54K
372 373
374
375 376

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.