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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
J icon
9376
PUT
Jacobs Solutions
J
$15.9B
$5K ﹤0.01%
+121
New +$5.28K
JAKK icon
9377
PUT
Jakks Pacific
JAKK
$280M
$5K ﹤0.01%
70
-610
-90% -$43.1K
JD icon
9378
PUT
JD.com
JD
$40.8B
$5K ﹤0.01%
200
+100
+100% +$2.88K
KOLD icon
9379
ProShares UltraShort Bloomberg Natural Gas
KOLD
$110M
$5K ﹤0.01%
33
-830
-96% -$139K
LCTX icon
9380
CALL
Lineage Cell Therapeutics
LCTX
$257M
$5K ﹤0.01%
1,859
+248
+15% +$597
LCUT icon
9381
Lifetime Brands
LCUT
$198M
$5K ﹤0.01%
337
-2,229
-87% -$37.4K
LKFN icon
9382
Lakeland Financial Corp
LKFN
$1.52B
$5K ﹤0.01%
207
– –
LPSN icon
9383
PUT
LivePerson
LPSN
$18.9M
$5K ﹤0.01%
+27
New +$4.79K
LQDT icon
9384
Liquidity Services
LQDT
$1.17B
$5K ﹤0.01%
377
-2,532
-87% -$36.3K
LSTA icon
9385
Lisata Therapeutics
LSTA
$15.2M
$5K ﹤0.01%
6
-47
-89% -$41.1K
LYG icon
9386
PUT
Lloyds Banking Group
LYG
$87.4B
$5K ﹤0.01%
1,000
+200
+25% +$1.01K
LITS
9387
Lite Strategy Inc
LITS
$33.6M
$5K ﹤0.01%
42
+2
+5% +$272
NAT icon
9388
CALL
Nordic American Tanker
NAT
$1.37B
$5K ﹤0.01%
605
-3,688
-86% -$32.2K
NEON icon
9389
CALL
Neonode
NEON
$13M
$5K ﹤0.01%
210
-2,250
-91% -$65.3K
NOM
9390
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$5K ﹤0.01%
300
– –
OFG icon
9391
OFG Bancorp
OFG
$2.21B
$5K ﹤0.01%
315
-9
-3% -$147
PANL icon
9392
Pangaea Logistics
PANL
$501M
$5K ﹤0.01%
+499
New +$4.99K
PDEX icon
9393
Pro-Dex
PDEX
$175M
$5K ﹤0.01%
+2,385
New +$5.13K
PDFS icon
9394
CALL
PDF Solutions
PDFS
$2.13B
$5K ﹤0.01%
+400
New +$7.93K
PNW icon
9395
CALL
Pinnacle West Capital
PNW
$12.9B
$5K ﹤0.01%
+100
New +$5.57K
POOL icon
9396
PUT
Pool Corp
POOL
$6.7B
$5K ﹤0.01%
+100
New +$5.57K
POWI icon
9397
PUT
Power Integrations
POWI
$3.54B
$5K ﹤0.01%
200
-2,000
-91% -$56.3K
PPBI
9398
DELISTED
Pacific Premier Bancorp
PPBI
$5K ﹤0.01%
345
-11
-3% -$160
PSTV icon
9399
Plus Therapeutics
PSTV
$26.4M
– –
0
– –
RDUS
9400
CALL
DELISTED
Radius Recycling
RDUS
$5K ﹤0.01%
200
-700
-78% -$18.6K
374 375
376
377 378

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.