UBS’s First Capital FCAP Stock Holding History

UBS’s Portfolio FCAP Stock Details FCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5K	Sell	194 -22	-10%	-$485	﹤0.01%	9438
2014 Q2	$4K	Sell	216 -730	-77%	-$15K	﹤0.01%	9654
2014 Q1	$19K	Sell	946 -283	-23%	-$5.81K	﹤0.01%	8149
2013 Q4	$26K	Buy	1,229 +611	+99%	+$12.7K	﹤0.01%	7811
2013 Q3	$13K	Buy	618 +134	+28%	+$2.76K	﹤0.01%	8544
2013 Q2	$10K	Buy	+484	New	+$9.64K	﹤0.01%	8615

Other funds holding FCAP

SGCA

Steel Grove Capital Advisors Memphis, Tennessee $949M AUM 23.78% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

FMB

Field & Main Bank Henderson, Kentucky $344M AUM 23.98% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BIM

BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

UBS's FCAP Position: Q3 2014 in Review

UBS reduced its First Capital (FCAP) stake by 10% in Q3 2014, selling an estimated $485 and leaving 194 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #9438.

UBS first reported a position in FCAP in Q2 2013 and has held it in 6 quarters since. The position peaked at $26K in Q4 2013. 9 funds tracked by Wall St. Rank hold FCAP as of Q3 2014.

UBS held 194 shares of First Capital worth $5K as of Q3 2014.
UBS sold 22 First Capital shares in Q3 2014, an estimated $485.
First Capital made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9438 holding.
UBS first reported a position in First Capital in Q2 2013 and has held it in 6 quarters since.
UBS's First Capital position peaked at $26K in Q4 2013.
9 funds tracked by Wall St. Rank held First Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.