U
GCAP

UBS’s Gain Capital Holdings, Inc. GCAP Stock Holding History

UBS’s Portfolio GCAP Stock Details GCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$5K Sell
800
-1,117
-58% -$7.4K ﹤0.01% 9520
2014
Q2 		$15K Sell
1,917
-669
-26% -$5.98K ﹤0.01% 8457
2014
Q1 		$28K Buy
+2,586
New +$25.3K ﹤0.01% 7655
2013
Q4 		– Sell
-490
Closed -$6K – 10939
2013
Q3 		$6K Sell
490
-6,011
-92% -$47.5K ﹤0.01% 9309
2013
Q2 		$41K Buy
+6,501
New +$34.6K ﹤0.01% 6988

Other funds holding GCAP

SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
3I
3I Investments London Swie 5jd, United Kingdom $259M AUM 10.04% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
RFC
Russell Frank Company Seattle, Washington $56.9B AUM 2.13% 1-Year Est. Return
CM
Castleark Management Chicago, Illinois $3.02B AUM 53.92% 1-Year Est. Return
New York State Common Retirement Fund
New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return
SCM
Signia Capital Management Spokane, Washington $55.7M AUM 10.78% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

UBS's GCAP Position: Q3 2014 in Review

UBS reduced its Gain Capital Holdings, Inc. (GCAP) stake by 58% in Q3 2014, selling an estimated $7.4K and leaving 800 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #9520.

UBS first reported a position in GCAP in Q2 2013 and has held it in 5 quarters since. The position peaked at $41K in Q2 2013. 76 funds tracked by Wall St. Rank hold GCAP as of Q3 2014.

  • UBS held 800 shares of Gain Capital Holdings, Inc. worth $5K as of Q3 2014.
  • UBS sold 1,117 Gain Capital Holdings, Inc. shares in Q3 2014, an estimated $7.4K.
  • Gain Capital Holdings, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9520 holding.
  • UBS first reported a position in Gain Capital Holdings, Inc. in Q2 2013 and has held it in 5 quarters since.
  • UBS's Gain Capital Holdings, Inc. position peaked at $41K in Q2 2013.
  • 76 funds tracked by Wall St. Rank held Gain Capital Holdings, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.