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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCM
9501
PUT
DELISTED
NTT DOCOMO, Inc.
DCM
$5K ﹤0.01%
300
– –
SSN
9502
DELISTED
Samson Oil & Gas Limited
SSN
$5K ﹤0.01%
1,658
+1,446
+682% +$5.68K
GMTB
9503
DELISTED
Columbia Core Bond ETF
GMTB
$5K ﹤0.01%
106
-978
-90% -$50.7K
FCGL
9504
CALL
DELISTED
DIREXION DAILY NATURAL GAS RELATED BULL 2X SHARES
FCGL
$5K ﹤0.01%
200
– –
NKBS
9505
DELISTED
NEWTEK BUSINESS SERVICES, INC.
NKBS
$5K ﹤0.01%
1,700
-3,972
-70% -$11.7K
ANK
9506
CALL
DELISTED
ATLANTIC TELE-NETWORK,INC
ANK
$5K ﹤0.01%
+100
New +$5K
CWBC
9507
DELISTED
Community West BanCshares
CWBC
$5K ﹤0.01%
785
-591
-43% -$3.9K
AEHL icon
9508
Antelope Enterprise Holdings
AEHL
$9.75M
– –
0
– –
ALEX
9509
PUT
DELISTED
Alexander & Baldwin
ALEX
$4K ﹤0.01%
100
– –
ALKS icon
9510
CALL
Alkermes
ALKS
$8.82B
$4K ﹤0.01%
+100
New +$4.48K
AMWD
9511
CALL
DELISTED
American Woodmark
AMWD
$4K ﹤0.01%
+100
New +$3.45K
ARAY icon
9512
CALL
Accuray
ARAY
$28.4M
$4K ﹤0.01%
500
-300
-38% -$2.43K
ARCB icon
9513
CALL
ArcBest
ARCB
$3.44B
$4K ﹤0.01%
100
– –
ASA
9514
PUT
ASA Gold and Precious Metals
ASA
$948M
$4K ﹤0.01%
+300
New +$4.2K
ATRC icon
9515
AtriCure
ATRC
$1.77B
$4K ﹤0.01%
250
-6,525
-96% -$104K
BNO icon
9516
CALL
United States Brent Oil Fund
BNO
$815M
$4K ﹤0.01%
100
-400
-80% -$16.6K
BYD icon
9517
CALL
Boyd Gaming
BYD
$6.47B
$4K ﹤0.01%
400
-1,900
-83% -$20.6K
BYLD icon
9518
iShares Yield Optimized Bond ETF
BYLD
$447M
$4K ﹤0.01%
141
+100
+244% +$2.52K
CASI
9519
DELISTED
CASI Pharmaceuticals
CASI
$4K ﹤0.01%
+205
New +$3.65K
CEVA icon
9520
CALL
CEVA Inc
CEVA
$1.01B
$4K ﹤0.01%
300
– –
CIX icon
9521
Comp X International
CIX
$329M
$4K ﹤0.01%
418
+269
+181% +$2.85K
CUK
9522
CALL
DELISTED
Carnival PLC
CUK
$4K ﹤0.01%
+100
New +$3.78K
CWT icon
9523
PUT
California Water Service
CWT
$3.04B
$4K ﹤0.01%
200
-100
-33% -$2.35K
DAN icon
9524
PUT
Dana Inc
DAN
$2.91B
$4K ﹤0.01%
200
-2,000
-91% -$45.4K
DCI icon
9525
PUT
Donaldson
DCI
$10.8B
$4K ﹤0.01%
100
– –
379 380
381
382 383

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.