UBS’s RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) NAQ.U Stock Holding History

UBS’s Portfolio NAQ.U Stock Details NAQ.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$5K	Hold	286	–	–	﹤0.01%	9566
2014 Q2	$5K	Hold	286	–	–	﹤0.01%	9605
2014 Q1	$5K	Hold	286	–	–	﹤0.01%	9633
2013 Q4	$4K	Hold	286	–	–	﹤0.01%	9814
2013 Q3	$4K	Hold	286	–	–	﹤0.01%	9699
2013 Q2	$5K	Buy	+286	New	+$5K	﹤0.01%	9353

Other funds holding NAQ.U

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's NAQ.U Position: Q3 2014 in Review

UBS held its RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) (NAQ.U) position steady in Q3 2014 at 286 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #9566.

UBS first reported a position in NAQ.U in Q2 2013 and has held it in 6 quarters since. 2 funds tracked by Wall St. Rank hold NAQ.U as of Q3 2014.

UBS held 286 shares of RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) worth $5K as of Q3 2014.
UBS left its RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) share count unchanged in Q3 2014.
RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9566 holding.
UBS first reported a position in RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) in Q2 2013 and has held it in 6 quarters since.
2 funds tracked by Wall St. Rank held RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.